Capital Strategies Investment Group LLC

ITEM 5 – FEES AND COMPENSATION

        Asset Management and Investment Consulting Services

       Our annual fee for asset management services and investment consulting services are between
0.05% and 0.75% or a flat dollar fee and are negotiable based on the total amount of assets under
management for the client, scope of services to be provided and the complexity of the client’s situation.
The average percentage fee that our clients paid for asset management and investment consulting Services
was 0.42% in 2024.

        CAP STRAT does not charge performance-based fees for accounts that it manages.

         Fees for our asset management services are charged based on a percentage of assets under
management, billed on a monthly or quarterly calendar basis and calculated based on the fair market
value of your account during the month or quarter. Fees are prorated (based on the number of days
service is provided during the initial billing period) for your account opened at any time other than the
beginning of the billing period.

         Fees can be collected in advance or in arrears as agreed upon by CAP STRAT and the client. If
collected in advance, this means the annual fee is divided and billed and then collected in advance of each
period. If collected in arrears, this means the annual fee is divided and billed in arrears and then collected
at the end of each period.

         Unaffiliated investment manager fees are always charged separately from CAP STRAT’s fee.
Unaffiliated investment managers are responsible for calculating and collecting their fees directly from
clients. CAP STRAT is not responsible for the collection of unaffiliated investment manager fees. The
exact fee charged by an unaffiliated investment manager will be in accordance with the unaffiliated
investment manager’s current fee policies and arrangements. Clients need to refer to the unaffiliated
investment manager’s Form ADV Disclosure Brochure for full details.

        You can choose how to pay your CAP STRAT investment advisory fees. The investment
advisory fees can be deducted from your account and paid directly to our firm by the qualified
custodian(s) of your account or you can pay our firm upon receipt of a billing notice sent directly to you.

         If you choose to have the investment advisory fees deducted from your account, you must
authorize the qualified custodian(s) of your account to deduct fees from your account and pay such fees
directly to CAP STRAT. Our firm will send you a billing statement prior to the time that fee deduction
instruction is sent to the qualified custodian(s) of your account. The billing statement will detail the
formula used to calculate the fee, the assets under management and the time period covered.

        You should review your account statements received from the qualified custodian(s) and verify
that appropriate investment advisory fees are being deducted. The qualified custodian(s) will not verify
the accuracy of the investment advisory fees deducted.

         If you choose to pay the fees after receiving a statement, fees are due upon your receipt of a
billing notice sent directly to you. The billing notice will detail the formula used to calculate the fee, the
assets under management and the time period covered. Fees for the services of our firm will be due
immediately after your receipt of the billing notice.

        Asset management services continue in effect until terminated. You may terminate the services
by providing CAP STRAT with notice. Any prepaid, unearned fees will be promptly refunded by CAP

STRAT to you. Clients paying for services in arrears will be charged a final fee payment based on the
value of assets under management as of the date of termination. Fee refunds and final fee payments will
be determined on a pro-rata basis using the number of days services are actually provided during the final
period.

        Retirement Plan Services

         For retirement plan sponsor clients, CAP STRAT will charge either a flat dollar fee or an annual
fee that is calculated as a percentage of the value of plan assets. Our standard fee ranges between 0.025%
and 1.00% annually and is negotiable based upon the size of the Plan, number of employees, complexity
of the Plan and the types of services provided.

         Fees are billed on a monthly or quarterly calendar basis and calculated based on the value of Plan
assets during the month or quarter. Fees are prorated (based on the number of days service is provided
during the initial billing period) for new agreements executed at any time other than the beginning of the
billing period.

         Fees can be collected in advance or in arrears as agreed upon by CAP STRAT and the client. If
collected in advance, this means the annual fee is divided and billed and then collected in advance of each
period. If collected in arrears, this means the annual fee is divided and billed in arrears and then collected
at the end of each period.

         Clients can elect to have the fee deducted from their account or billed directly and due upon
receipt of the billing notice. Our firm will send you a billing statement prior to the time that fee deduction
instruction is sent to the qualified custodian(s) of your account. The billing statement will detail the
formula used to calculate the fee, the assets under management and the time period covered.

         If you choose to pay the fees after receiving a statement, fees are due upon your receipt of a
billing notice sent directly to you. The billing notice will detail the formula used to calculate the fee, the
assets under management and the time period covered. Fees for the services of our firm will be due
immediately after your receipt of the billing notice.

         You may terminate the services upon providing CAP STRAT with notice. Clients paying for
services in arrears each quarter will be charged a final fee payment based on the value of plan assets as of
...

ITEM 7 – TYPES OF CLIENTS

         As discussed above in Item 4, “Advisory Business,” we provide investment advisory services to
institutional investors, corporate retirement plans (defined contribution and defined benefit), high net
worth individuals, trusts, and estates.

        CAP STRAT does not impose a minimum dollar value to establish or maintain an account.