Caprock Capital LLC

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Caprock Capital LLC ✚
CRD #	142433
SEC #	801-71297
CIK #
AUM
Employees	3 (67% Investors, 0% Brokers)
Phone	972-290-0288
Address	7800 N Dallas Parkway Plano, TX 75024
Source	[IAPD] [Website]

Total AUM ($M) Copy

Type	Form D Funds	Date	Sold ($M)	AUM ($M)
Other	Espuela Gas Partners 2005 LP	2012-03-28		16.6
Other	Espuela Gas Partners III LP	[2012-03-28]	73.0	61.0
Other	Espuela Gas Partners II LP	[2012-03-28]		67.4

AUM Breakdown	Accounts	AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	0	0.0
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	1	1.0
By Discretionary
Discretionary	0	0.0
Non-Discretionary	1	1.0
Total	1	1.0
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		1.0
Total	1	1.0

Form D Directors	# Filings	# Firms	2011 - 2025
Jerry Smith	6
Espuela Resources III LLC	1

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Caprock Capital LLC

Assets, Funds, Holdings