Carroll Investments LLC

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Carroll Investments LLC
CRD #316884
SEC #801-122989
CIK #
AUM
Employees 10 (100% Investors, 0% Brokers)
Fees
Minimum
Phone404-812-8270
Address3340 Peachtree Road NE
Atlanta, GA 30326
Source [IAPD] [Website] [LinkedIn] [Instagram]
Total AUM ($M)
60048036024012002009201420192025
Fees and Compensation — Form ADV Part 2A (10/20/2023) [Brochure]
Item 5 - Fees and Compensation

The fees applicable to each Fund are set forth in detail in offering documents applicable to each
Fund. The Adviser does not currently intend to be directly compensated for advisory services
provided by the Adviser to the Funds. However, the Adviser’s affiliates, including without
limitation the General Partners of the Funds, affiliated service providers, and other affiliates can
receive various fees from the Funds.

The fees received by Adviser’s affiliates for services provided to a Fund generally include, but
may not be limited to:

      Administrative Allowances: fixed per annum fees payable on a monthly basis.
      Market-Rate Service Fees: negotiated fees for providing products and services to
       underlying investments of the Funds, its tenants, or the like (e.g., renters insurance).
      Market-Rate Property Management Fees: typically in the range of 3% to 4% of the gross
       cash receipts received by the Funds’ private real estate investments.
      Market-Rate Construction Management Fees: typically a percentage of hard and soft costs
       of the private real estate investment.
      Market-Rate Marketing Fees.
      Market-Rate Information Technology Fees.
      Market-Rate Insurance Products.
      Market-Rate Acquisition and Disposition Fees, including in connection with the
       acquisition or disposition of real estate in syndication.
      Asset Management Fees: asset management fees for investment advisory services earned
       as a percentage of assets under management, net operating income, or other percentage
       fees related to investment or acquisition prices or on other types of fee bases, such as
       invested capital and investor commitments
In addition to the foregoing fees, the Adviser’s affiliates shall receive, directly or indirectly,
performance fees, generally referred to as “Investment Profits Interests” in the investments of a
Fund, as described in each Fund’s offering documents.
The Market-rate fees shown above can be negotiated in the due diligence process and maybe
noted and agreed to in a Purchase/Sale Agreement, Property Management Agreement, or other
similar agreements. The fees are recurring and are billed and collected monthly in arrears.
Acquisition fees are one-time fees that are charged and collected at each acquisition closing. The
Administrative Fee, as described above, is a fixed per annum fee that is billed and collected on a
monthly basis in arears.

Other Fees and Expenses

Investors in each Fund, by virtue of their investment therein, generally bear all expenses related
to the organization of, and the offering and sale of interests in, such Fund (which may include,
without limitation, legal fees, accounting fees, and various filing fees) as well as all expenses
related to such Fund’s investment activities and ongoing operations (which may include without
limitation, diligence costs related to the identification of potential investments (whether or not such
investments are consummated), legal (including diligence, drafting, and negotiation expenses),
custody fees, ordinary and extraordinary liabilities, broken-deal expenses, accounting and tax
preparation fees, reporting expenses, consulting fees, pursuit costs as described in each Fund’s
offering documents, out-of-pocket expenses relating to the development, acquisition, holding and
disposition of portfolio investments, travel and other costs and expenses incurred in connection
with the acquisition, management or disposition of investments, indemnification expenses, interest

on borrowed monies, commissions on the purchase or sale of investments, insurance costs, and
litigation and other extraordinary expenses. Notwithstanding the foregoing, investors in each Fund
generally do not bear the costs of compensation of the Adviser’s personnel and certain other
general overhead expenses of the Adviser. A more specific description of the types of fees and
expenses borne by Funds managed by the Adviser may be found in the offering and governing
documents of the applicable Fund.

Investors and prospective investors in any Fund should review the offering and governing
documents for such Fund carefully before investing.

Compensation from the Sale of Securities or Other Investment Products

The Adviser, its affiliates, and its supervised persons do not accept compensation (e.g., brokerage
commissions) for the sale of securities or other investment products.
Account Minimums and Types of Clients — Form ADV Part 2A (10/20/2023) [Brochure]
Item 7 - Types of Clients

The Adviser or its affiliates provides investment advice to, and manages the investment portfolios
of, private investment funds, as described above.
Type Form D Funds Date Sold AUM
RE Carroll Multifamily Venture VII LP [2022-03-30] 112.5 M 563.1 M
Filed 2022-01-03 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(5), 3(c)(6), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 1 563.1
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 1 563.1
By Discretionary
Discretionary 0 0.0
Non-Discretionary 1 563.1
Total 1 563.1
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 563.1
Total 1 563.1
Form D Directors Role # Filings # Firms 2011 - 2026
Patrick Carroll Executive Officer 19 3
Josh Champion Executive Officer 12 2
Carroll Multifamily Holdings VII LLC Executive Officer 1 1
Firm Profile (Form ADV)
ServesInstitutional
Fund TypesReal Estate
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