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| Carter Financial LLC
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|
|---|---|
| CRD # | 298327 |
| SEC # | 801-117265 |
| CIK # | 0001919749, 0002115533 |
| AUM | $282.3 M (2026-03-25) |
| Employees | 3 (100% Investors, 0% Brokers) |
| Phone | 858-678-0579 |
| Address | 4225 Executive Square La Jolla, CA 92037 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 6.5 | ||
| Bitwise Bitcoin ETF | 5.0 | ||
| Nvidia Corp | 4.9 | ||
| Alphabet Inc | 3.2 | ||
| Microsoft Corp | 2.4 | ||
| Alphabet Inc | 2.4 | ||
| Tesla Motors Inc | 2.3 | ||
| Palantir Technologies Inc | 2.0 | ||
| Amazon Com Inc | 1.6 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 71 | 14.4 |
| (b) Individuals (high net worth individuals) | 106 | 266.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 1.3 |
| (n) Other | 0 | 0.0 |
| Total | 489 | 282.3 |
| By Discretionary | ||
| Discretionary | 489 | 282.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 489 | 282.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 282.3 | |
| Total | 489 | 282.3 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001919749] | |
| 13F-HR | [0002115533] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Verisail Partners LLC
✚
|
GA | 0.3 |
|
Stonebridge Wealth Management LLC
✚
|
IL | 0.3 |
|
Silverberg Bernstein Capital Management LLC
✚
|
NY | 0.3 |
|
Oaktree Advisors LLC
✚
|
PA | 0.3 |
|
Founders Capital Management Inc
✚
|
TX | 0.3 |
|
Creegan & Nassoura Financial Group LLC
✚
|
NH | 0.3 |
|
Fortitude Financial LLC
✚
|
WA | 0.3 |
|
Bennington Financial Planning Group
✚
|
VT | 0.3 |
|
GPM Growth Investors Inc
✚
|
MI | 0.3 |
|
Miller Avenue Advisors LLC
✚
|
CA | 0.3 |