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| Castle Creek Advisors IV LLC
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|---|---|
| CRD # | 158079 |
| SEC # | 801-72923 |
| CIK # | |
| AUM | 1,135.4 M (2026-03-30) |
| Employees | 12 (92% Investors, 0% Brokers) |
| Phone | 858-756-8300 |
| Address | 11682 El Camino Real San Diego, CA 92130 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Castle Creek Capital Partners IX Co-Investment Fund A LP | [2025-10-22] | 11.2 M | |
| Filed 2025-09-18 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Castle Creek Capital Partners IX LP | [2025-08-29] | 108.7 M | |
| Filed 2025-05-27 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Castle Creek Capital Partners IX Supplemental LP | [2025-08-29] | 31.7 M | |
| Filed 2025-05-27 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Castle Creek Capital Partners VIII Co-Investment Fund C LP | [2025-03-19] | 79.7 M | |
| Filed 2024-01-24 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Castle Creek Capital Partners VII Co-Investment Fund LP | [2023-03-24] | 15.6 M | |
| Filed 2022-05-11 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Castle Creek Capital Partners VIII Co-Investment Fund A LP | [2023-03-24] | 11.0 M | |
| Filed 2022-08-25 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Castle Creek Capital Partners VIII LP | [2021-11-18] | 196.5 M | 400.8 M |
| Filed 2023-01-18 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Castle Creek Special Situations II LP | 2021-03-31 | 27.7 M | |
| PE | Castle Creek Capital Partners VII LP | [2019-03-29] | 197.0 M | 214.4 M |
| Filed 2019-08-20 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $1,070,000 · Revenue Decline to Disclose | ||||
| PE | Castle Creek Capital Partners VI LP | [2017-03-31] | 267.1 M | 173.4 M |
| Offered $280,900,000 · Filed 2017-06-07 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $13,795,658 · Duration More than one year · Commission $2,151,250 · Revenue Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 10 | 1,134.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.5 |
| (n) Other | 0 | 0.0 |
| Total | 11 | 1,135.4 |
| By Discretionary | ||
| Discretionary | 10 | 1,134.9 |
| Non-Discretionary | 1 | 0.5 |
| Total | 11 | 1,135.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,135.4 | |
| Total | 11 | 1,135.4 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| William Ruh | Executive Officer | 20 | 4 | |
| John Pietrzak | Executive Officer | 18 | 2 | |
| David Volk | Executive Officer | 15 | 2 | |
| John Eggemeyer III | Executive Officer | 15 | 2 | |
| Mark Merlo | Executive Officer | 10 | 2 | |
| Tony Scavuzzo | Executive Officer | 9 | 2 | |
| J Thomas | Executive Officer | 7 | 2 | |
| Sundeep Rana | Executive Officer | 7 | 2 | |
| Castle Creek Capital VIII LLC | Promoter | 5 | 2 | |
| John Eggemeyer | Executive Officer | 3 | 2 | |
| Castle Creek Capital IX LLC | Promoter | 3 | 1 | |
| Castle Creek Capital VII LLC | Promoter | 2 | 1 | |
| J Mikesell Thomas | Executive Officer | 2 | 1 | |
| Castle Creek Class B Tarp GP LLC | Promoter | 1 | 1 | |
| Castle Creek Tcu Tarp Special Situations Fund LLC | Promoter | 1 | 1 | |
| Castle Creek Capital VI LLC | Promoter | 1 | 1 | |
| Castle Creek Capital IV LLC | Promoter | 1 | 1 | |
| Castle Creek Az Tarp Special Situations Fund LLC | Promoter | 1 | 1 | |
| Martin Szumski | Executive Officer | 1 | 1 | |
| Castle Creek Capital V LLC | Promoter | 1 | 1 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.8B |
| Serves | Institutional |
| Fund Types | Private Equity |
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