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| Message |
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| Happy Holidays!! thanks for using AUM13F!! |
| Castle Creek Arbitrage LLC
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| CRD # | 135351 |
| SEC # | 801-65773 |
| CIK # | 0001326638 |
| AUM | |
| Employees | 10 (30% Investors, 0% Brokers) |
| Phone | 312-692-7550 |
| Address | 75 Mountain Sage Avon, CO 81620 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | Castle Creek SPAC Fund LLC | [2021-03-24] | 20.5 | 165.2 |
| HF | CC Arb West LLC | [2013-05-16] | 274.5 | 918.3 |
| HF | CC Arbitrage Ltd | [2012-03-30] | 464.9 | 281.7 |
| HF | CC Arb SIF I Ltd | [2012-03-30] | 57.4 | 74.6 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 6 | 1.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 6 | 1.4 |
| By Discretionary | ||
| Discretionary | 6 | 1.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 6 | 1.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.2 | |
| United States Persons | 1.2 | |
| Total | 6 | 1.4 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 | |
|---|---|---|---|---|
| Tim Woolaver | 89 | |||
| Letitia Solomon | 68 | |||
| Garth Ebanks | 47 | |||
| Christopher Lebeau | 34 | |||
| Peter Fletcher | 22 | |||
| Betsy Mortel | 4 | |||
| Allan Weine | 10 | |||
| Chris Perz | 10 | |||
| Castle Creek Arbitrage LLC | 9 | |||
| Amir Ahmed | 5 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001326638] | |
| SC 13G | [0001326638] |