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| Castle Investment Management LLC
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|---|---|
| CRD # | 153464 |
| SEC # | 801-71363 |
| CIK # | 0000918543, 0001629927 |
| AUM | |
| Employees | 2 (100% Investors, 100% Brokers) |
| Phone | 703-260-1921 |
| Address | 277 S Washington Street Alexandria, VA 22314 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Dominion Resources Inc /VA/ | 73.4 | ||
| Sanofi | 68.2 | ||
| Enbridge Inc | 63.6 | ||
| Brookfield Asset Management Ltd | 59.3 | ||
| Anheuser-Busch Inbev Sa/Nv | 58.4 | ||
| CVS Caremark Corp | 57.5 | ||
| Liberty Global PLC | 55.0 | ||
| Royal Gold Inc | 54.2 | ||
| TJX Companies Inc /DE/ | 54.1 | ||
| Loews Corp | 53.5 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 32.1 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1 | 32.1 |
| By Discretionary | ||
| Discretionary | 1 | 32.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1 | 32.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 32.1 | |
| Total | 1 | 32.1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0000918543] | |
| 10-Q | [0000918543] | |
| 4 | [0000918543] | |
| 8-K | [0000918543] | |
| 13F-NT | [0001629927] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Serves | Institutional |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Castle Group Inc CAGU
Common Stock
|
2018-06-14 | Buy | 4,200 | $0.25 | 1,050 |
|
Castle Group Inc CAGU
Warrant · derivative
|
2017-11-09 | Grant | 500,000 | $0.00 | |
|
Castle Group Inc CAGU
Warrant · derivative
|
2017-11-09 | Grant | 500,000 | $0.00 | |
|
Castle Group Inc CAGU
Warrant · derivative
|
2017-11-09 | Grant | 250,000 | $0.00 | |
|
Castle Group Inc CAGU
Warrant · derivative
|
2017-11-09 | Grant | 500,000 | $0.00 | |
|
Castle Group Inc CAGU
Warrant · derivative
|
2016-12-12 | Grant | 50,000 | $0.00 | |
|
Castle Group Inc CAGU
Common Stock
|
2015-08-05 | Buy | 5,000 | $0.31 | 1,550 |
|
Castle Group Inc CAGU
Common Stock
|
2014-08-21 | Buy | 5,000 | $0.22 | 1,100 |
|
Castle Group Inc CAGU
Warrant · derivative
|
2014-05-28 | Grant | 50,000 | $0.00 | |
|
Castle Group Inc CAGU
Warrant · derivative
|
2014-05-28 | Grant | 50,000 | $0.00 | |
|
Castle Group Inc CAGU
Warrant · derivative
|
2014-05-28 | Grant | 50,000 | $0.00 | |
|
Castle Group Inc CAGU
Warrant · derivative
|
2014-05-28 | Grant | 50,000 | $0.00 | |
|
Castle Group Inc CAGU
Warrant · derivative
|
2014-05-28 | Grant | 50,000 | $0.00 | |
|
Castle Group Inc CAGU
Warrant · derivative
|
2014-05-28 | Grant | 50,000 | $0.00 | |
|
Castle Group Inc CAGU
Warrant · derivative
|
2014-05-28 | Grant | 50,000 | $0.00 | |
|
Castle Group Inc CAGU
Warrant · derivative
|
2014-05-28 | Grant | 50,000 | $0.00 | |
|
Castle Group Inc CAGU
Warrant · derivative
|
2014-05-28 | Grant | 50,000 | $0.00 | |
|
Castle Group Inc CAGU
Warrant · derivative
|
2014-05-28 | Grant | 50,000 | $0.00 | |
|
Castle Group Inc CAGU
Common Stock
|
2014-05-15 | Buy | 6,700 | $0.37 | 2,479 |
|
Castle Group Inc CAGU
Common Stock
|
2009-05-24 | Buy | 5,000 | $0.37 | 1,850 |
| showing 20 of 21 most recent transactions | |||||