|
⚲
|
| Cathay Capital NA LLC
✚
| |
|---|---|
| CRD # | 268816 |
| SEC # | 801-104468 |
| CIK # | |
| AUM | $124.5 MM (2024-03-28) |
| Employees | 7 (86% Investors, 0% Brokers) |
| Phone | 212-858-9020 |
| Address | 150 E 52nd Street New York, NY 10022 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| PE | Cathay Morpheus LP | 2023-03-31 | 19.2 | |
| PE | Cathay Capital North American-Sino Fund Collector LP | [2016-03-22] | 113.5 | 105.3 |
| PE | Cathay Capital North American-Sino Fund A LP | [2015-11-20] | 113.5 | 4.4 |
| PE | Cathay Capital North American-Sino Fund B LP | [2015-11-20] | 113.5 | 84.9 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 124.5 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3 | 124.5 |
| By Discretionary | ||
| Discretionary | 3 | 124.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3 | 124.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 105.3 | |
| United States Persons | 19.2 | |
| Total | 3 | 124.5 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Cathay Capital North American-Sino Fund GP LP | 2 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Lonetree Capital LLC
✚
|
NY | 0.1 |
|
Blue Owl Strategic Equity Advisors LLC
✚
|
NY | 0.1 |
|
Align Private Capital
✚
|
FL | 0.1 |
|
Pandion Mine Finance LP
✚
|
TX | 0.1 |
|
Longview Innovation Corp
✚
|
DE | 0.1 |
|
Forman Capital LLC
✚
|
FL | 0.1 |
|
Circularis Partners LP
✚
|
TX | 0.1 |
|
Fortinbras Enterprises LP
✚
|
NY | 0.1 |
|
SKKY Partners LP
✚
|
MA | 0.1 |
|
JLL Partners FCH Inc
✚
|
NY | 0.1 |