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| Cathay Capital NA LLC
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|---|---|
| CRD # | 268816 |
| SEC # | 801-104468 |
| CIK # | |
| AUM | 76.6 M (2026-03-27) |
| Employees | 6 (67% Investors, 0% Brokers) |
| Phone | 212-858-9020 |
| Address | 150 E 52nd Street New York, NY 10022 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Ccnas Fund A CV LP | [2025-12-17] | 8.0 M | 19.8 M |
| Filed 2025-01-30 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration One year or less · Commission $11,010 · Revenue Decline to Disclose | ||||
| PE | Ccnas Fund B CV LP | [2025-12-17] | 8.0 M | 36.6 M |
| Filed 2025-01-30 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration One year or less · Commission $11,010 · Revenue Decline to Disclose | ||||
| PE | Cathay Morpheus LP | 2023-03-31 | 6.6 M | |
| PE | Cathay Capital North American-Sino Fund Collector LP | [2016-03-22] | 113.5 M | 92.6 M |
| Offered $350,000,000 · Filed 2017-09-08 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining $236,500,000 · Duration More than one year · Commission $100,000 · Revenue Decline to Disclose | ||||
| PE | Cathay Capital North American-Sino Fund A LP | [2015-11-20] | 113.5 M | 4.4 M |
| Offered $350,000,000 · Filed 2017-09-08 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining $236,500,000 · Duration More than one year · Commission $100,000 · Revenue Decline to Disclose | ||||
| PE | Cathay Capital North American-Sino Fund B LP | [2015-11-20] | 113.5 M | 84.9 M |
| Offered $350,000,000 · Filed 2017-09-08 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining $236,500,000 · Duration More than one year · Commission $100,000 · Revenue Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 6 | 76.6 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 6 | 76.6 |
| By Discretionary | ||
| Discretionary | 6 | 76.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 6 | 76.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 56.4 | |
| United States Persons | 20.2 | |
| Total | 6 | 76.6 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Ccnas CV GP LP | Executive Officer | 2 | 2 |
| Firm Profile (Form ADV) | |
|---|---|
| Clients | 1 (74 non-US) |
| Serves | Institutional |
| Fund Types | Private Equity |
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