CAVU Wealth Management Inc

ITEM 5 FEES AND COMPENSATION
INVESTMENT SUPERVISORY SERVICES ("ISS") INDIVIDUAL PORTFOLIO MANAGEMENT
The annualized fee for Investment Supervisory Services is charged as a percentage of assets under
management. We offer two types of fee schedules generally referred to as a “tiered fee” (where the
percentage-based fee is lowered as assets in your accounts increase) or a “flat fee” (where the
annual advisory fee is a fixed percentage of the assets in the account and that percentage does not
change as the value of your account changes.). We disclose the exact fee charged or fee schedule
used by you prior to services being provided and the fee schedule can be found in your advisory
agreement.

                      Annualized Investment Management Tiered Fee Schedule

           Account Value From                Account Value To                  Annual Percentage Fee
           $0                                $499,999.99                                    1.00%
           $500,000                          $2,499,999.99                                  0.75%
           $2,500,000 Plus                                                                  0.50%

           Note: Fees are blended: i.e., as the portfolio value reaches each threshold in the above table,
           the assets above that threshold are charged successively lower percentages.

                     Annualized Investment Management Flat Fee Schedule

            All Account Values                                     Annual Percentage Fee
            One fee regardless of assets under management                    1.50%

Clients will pay our fees either quarterly or monthly in advance based on the market value of the
account on the last day of the quarter or month. The fee is prorated based upon the number of days
the account is open during the partial quarter or month. Payment of fees will be made through a
quarterly or monthly debit to the client’s account by the custodian bank or broker-dealer. However,
advisory fees may be billed directly to the client if requested in writing by the client. If you request
to be billed directly by us, you must pay the full amount of the fees within 30 days of receiving our
bill. We will generally send invoices electronically (unless a client specifically requests that it is
mailed). Clients must pay the full fee amount by check made payable to CAVU Wealth Management.
We will send clients a written invoice that includes the fee, the formula used to calculate the fee, the
fee calculation itself, the time period covered by the fee, and if applicable, the amount of assets
under management (valuation) on which the fee was based, and the name of the custodian
concurrent with the request for payment or payment of CAVU Wealth Management’s advisory fees.
We urge the client to compare this information with the fees listed in the account statement.

Limited Negotiability of Advisory Fees: Although CAVU Wealth Management has established the
aforementioned fee schedule(s), we retain the discretion to negotiate alternative fees on a client-
by-client basis. Client facts, circumstances, and needs are considered in determining the fee
schedule. These include the complexity of the client, assets to be placed under management,
anticipated future additional assets; related accounts; portfolio style, account composition, reports,
among other factors. The specific annual fee schedule is identified in the contract between the
adviser and each client.

For the valuation, we will use the closing price of the securities in your account that are listed on a
national securities exchange or on NASDAQ, on the valuation date, on the principal market where
the securities are traded. The Adviser will value other securities or investments in your account in
a fiduciary manner that the Adviser believes reflects their fair market value. This may include using
valuations provided by transfer agents or by the management of the entity being valued. If the
Client disagrees with the valuations, they can call the CAVU Wealth Management home office
directly at (858) 360-7800.

We may group certain related client accounts for the purpose of achieving the minimum account
size requirements and determining the annualized fee. By combining multiple household accounts
the client would be placed lower in our tiered fee schedule. If account aggregation is employed for
a client, we will document/identify the accounts to be aggregated.

Discounts, not generally available to our advisory clients, may be offered to family members and
friends of associated persons of our firm.

FINANCIAL PLANNING FEES
CAVU Wealth Management's Financial Planning fee is determined based on the nature of the
services being provided and the complexity of each client’s circumstances. Financial Planning fees
generally range from $1,500 - $5,000 but may be negotiable in certain cases. This fee is based on
our hourly rate and the estimated amount of time expected to complete a client’s project. All fees
are agreed upon prior to entering into a contract with any client.

Broad-Based or Specific Financial Planning: Financial planning services are offered on a fixed fee
basis, which ranges from $2,500 - $5,000. The final fee shall be directly dependent upon the facts
and circumstances of the client’s financial situation and the complexity of the financial plan or
service requested. An estimate of total cost will be determined at the start of the advisory
relationship. If a fixed fee program is chosen, half of the fee is due upon the signing of the agreement
and the remainder is due at completion of the engagement. If the service rendered does not meet the
required hourly threshold, the amount due will be reduced according to the service that was
completed and any unearned fee will be refunded to the client. Clients should pay both the initial fee
and the fee balance by check made payable to CAVU Wealth Management. Please note we will not
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ITEM 7 TYPES OF CLIENTS

CAVU Wealth Management provides advisory services to the following types of clients:

    •   Individuals (other than high-net-worth individuals)
    •   High net worth individuals
    •   Charitable organizations
    •   Pension and profit-sharing plans
    •   Corporations