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| Happy Holidays!! thanks for using AUM13F!! |
| Caxton Associates USA LLC
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| CRD # | 132823 |
| SEC # | 801-63731 |
| CIK # | 0000872573, 0002051323 |
| AUM | $3.7 B (2025-05-30) |
| Employees | 27 (44% Investors, 0% Brokers) |
| Phone | 212-593-7700 |
| Address | 280 Park Avenue New York, NY 10017 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Tesla Motors Inc | 0.6 | ||
| Apple Inc | 0.4 | ||
| Microsoft Corp | 0.3 | ||
| Amazon Com Inc | 0.3 | ||
| Nvidia Corp | 0.1 | ||
| Fortress Value Acquisition Corp | 0.1 | ||
| Boeing Co | 0.1 | ||
| Facebook Inc | 0.1 | ||
| Kellogg Co | 0.1 | ||
| Cameco Corp | 0.0 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | CX Intaglio Limited | 2023-05-23 | 497.6 | |
| HF | CX Macro Limited | [2018-03-29] | 419.5 | 8,066.8 |
| HF | CX Cadence Limited | 2017-03-31 | 1,197.9 | |
| HF | CX Dynamis Limited | [2017-03-31] | 44.6 | 3,008.7 |
| HF | CX Global Advantage Limited | [2017-03-31] | 54.8 | 4,645.8 |
| Other | CX HoldCo Limited | 2017-03-31 | 17.7 | |
| HF | Caxton International Limited | [2012-03-30] | 2,032.3 | 5,323.9 |
| HF | Caxton Select Investments LLC | [2012-03-30] | 99.0 | |
| PE | CHLS Cardiocore LLC | 2012-03-30 | 3.3 | |
| PE | CHLS Still River LLC | 2012-03-30 | 54.8 | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 13 | 3.7 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 13 | 3.7 |
| By Discretionary | ||
| Discretionary | 13 | 3.7 |
| Non-Discretionary | 0 | 0.0 |
| Total | 13 | 3.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 2.9 | |
| United States Persons | 0.8 | |
| Total | 13 | 3.7 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Scott Bernstein | 14 | ||
| Simon Anderson | 32 | ||
| Matthew Wade | 10 | ||
| Caxton Associates LP | 9 | ||
| Andrew Law | 9 | ||
| Chanelle Nicholls | 9 | ||
| Caxton Europe LLP | 7 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0000872573] | |
| 3 | [0000872573] | |
| SC 13D | [0000872573] | |
| SC 13G | [0000872573] | |
| 13F-HR | [0002051323] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Caxton Associates LP | International Seaways Inc | [2017-04-20] |
| Caxton Associates LP | Overseas Shipholding Group Inc | [2014-06-09] |
| Caxton Associates LP | US Airways Group Inc | [2013-02-25] |
| Form 3/4/5 Subject | 2011 - 2025 |
|---|---|
| Agnes III Peter W | |
| Caxton Associates LP | |
| Canterbury Holdings Ltd | |
| Overseas Shipholding Group Inc | |
| Caxton International Ltd | |
| Canterbury Holdings (USA) LLC | |
| Law Andrew E |
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