Cetera Advisors LLC
- Assets, Funds, Holdings
| Cetera Advisors LLC
|
| CRD # | 10299 |
| SEC # | 801-33020 |
| CIK # | 0001534400 |
| AUM |
|
| Employees |
1,047 (90% Investors, 99% Brokers)
|
| Phone | 800-929-3485 |
| Address | 5299 Dtc Blvd
Greenwood Village, CO 80111 |
| Source |
[IAPD]
[EDGAR]
[Website] [LinkedIn] [Facebook]
|
|
Total AUM ($B)
|
|
|
| AUM Breakdown |
Accounts |
AUM ($B) |
| By Client Type |
| (a) Individuals (other than high net worth individuals) |
65,550
|
9.7 |
| (b) Individuals (high net worth individuals) |
23,348
|
10.7 |
| (c) Banking or thrift institutions |
0
|
0.0 |
| (d) Investment companies |
0
|
0.0 |
| (e) Business development companies |
0 |
0.0 |
| (f) Pooled investment vehicles |
0 |
0.0 |
| (g) Pension and profit sharing plans |
134 |
0.3 |
| (h) Charitable organizations |
294 |
0.2 |
| (i) State or municipal government entities |
8 |
0.0 |
| (j) Other investment advisers |
0 |
0.0 |
| (k) Insurance companies |
0 |
0.0 |
| (l) Sovereign wealth funds and foreign official institutions |
0 |
0.0 |
| (m) Corporations or other businesses not listed above |
415 |
0.3 |
| (n) Other |
0 |
0.0 |
| Total |
90,646 |
21.2 |
| By Discretionary |
| Discretionary |
79,397 |
18.1 |
| Non-Discretionary |
11,249 |
3.1 |
| Total |
90,646 |
21.2 |
| By Non-United States Persons |
| Non-United States Persons |
|
0.0 |
| United States Persons |
|
21.2 |
| Total |
90,646 |
21.2 |
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