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| CIFC Investment Management LLC
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|---|---|
| CRD # | 107050 |
| SEC # | 801-53728 |
| CIK # | 0001649709, 0001313918 |
| AUM | 1,043.1 M (2026-03-31) |
| Employees | 200 (44% Investors, 0% Brokers) |
| Phone | 786-652-3250 |
| Address | 1 SE 3rd Avenue Miami, FL 33131 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| SA | Northlake CDO I Limited | 2013-04-01 | 5.3 M | |
| SA | Bridgeport CLO II Ltd | 2012-03-30 | 1.7 M | |
| SA | Bridgeport CLO Ltd and Bridgeport CLO Corp | 2012-03-30 | 254.3 M | |
| SA | Buckingham CDO III Ltd | 2012-03-30 | 113.8 M | |
| SA | Buckingham CDO II Ltd | 2012-03-30 | 151.2 M | |
| SA | Buckingham CDO Ltd and Buckingham CDO LLC | 2012-03-30 | 677.3 M | |
| SA | Burr Ridge CLO Plus Ltd and Burr Ridge CLO Plus LLC | 2012-03-30 | 177.2 M | |
| Other | Cumberland II CLO Ltd and Cumberland II CLO Corp | 2012-03-30 | 368.5 M | |
| Other | Forest Creek CLO Ltd and Forest Creek CLO Inc | 2012-03-30 | 91.7 M | |
| SA | Knollwood CDO II Ltd and Knollwood CDO II Inc | 2012-03-30 | 27.4 M | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 2 | 1.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 2 | 1.0 |
| By Discretionary | ||
| Discretionary | 2 | 1.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 2 | 1.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1.0 | |
| Total | 2 | 1.0 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0001313918] | |
| 10-Q | [0001313918] | |
| 3 | [0001313918] | |
| 4 | [0001313918] | |
| 5 | [0001313918] | |
| 8-K | [0001313918] | |
| SC 13G | [0001313918] | |
| 10-K | [0001649709] | |
| 10-Q | [0001649709] | |
| 4 | [0001649709] | |
| 8-K | [0001649709] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| CIFC Corp | Summit Midstream Partners LP | [2021-02-16] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $7.4B |
| Serves | Institutional |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
CIFC LLC CIFC
Share Option · derivative
|
2016-11-21 | Disposed to issuer | 100,000 | ||
|
CIFC LLC CIFC
Common Shares
|
2016-11-21 | Disposed to issuer | 202,882 | $11.36 | 2,304,740 |
|
CIFC LLC CIFC
Common Shares
|
2016-11-21 | Disposed to issuer | 12,000 | $11.36 | 136,320 |
|
CIFC LLC CIFC
Common Shares
|
2016-11-21 | Disposed to issuer | 12,000 | $11.36 | 136,320 |
|
CIFC LLC CIFC
Common Shares
|
2016-11-21 | Disposed to issuer | 12,607 | $11.36 | 143,216 |
|
CIFC LLC CIFC
Common Shares
|
2016-11-21 | Disposed to issuer | 7,032 | $11.36 | 79,884 |
|
CIFC LLC CIFC
Common Shares
|
2016-11-21 | Disposed to issuer | 65,933 | $11.36 | 748,999 |
|
CIFC LLC CIFC
COMMON SHARES
|
2016-11-21 | Disposed to issuer | 18,822,175 | $11.46 | 215,702,126 |
|
CIFC LLC CIFC
COMMON SHARE WARRANT (RIGHT TO BUY) · derivative
|
2016-11-21 | Disposed to issuer | 2,000,000 | $6.68 | 13,360,000 |
|
CIFC LLC CIFC
Common Shares
|
2016-11-21 | Other | 240,000 | ||
|
CIFC LLC CIFC
Common Shares
|
2016-11-21 | Disposed to issuer | 7,032 | $11.36 | 79,884 |
|
CIFC LLC CIFC
Common Shares
|
2016-11-21 | Disposed to issuer | 100,167 | $11.36 | 1,137,897 |
|
CIFC LLC CIFC
Share Option · derivative
|
2016-11-21 | Disposed to issuer | 250,000 | ||
|
CIFC LLC CIFC
Common Shares
|
2016-11-21 | Disposed to issuer | 6,463 | $11.36 | 73,420 |
|
CIFC LLC CIFC
Common Shares
|
2016-11-21 | Disposed to issuer | 20,798 | $11.36 | 236,265 |
|
CIFC LLC CIFC
Common Shares
|
2016-11-21 | Other | 240,000 | ||
|
CIFC LLC CIFC
Common Shares
|
2016-11-21 | Disposed to issuer | 7,032 | $11.36 | 79,884 |
|
CIFC LLC CIFC
Common Shares
|
2016-11-21 | Disposed to issuer | 87,308 | $11.36 | 991,819 |
|
CIFC LLC CIFC
Common Shares
|
2016-11-21 | Disposed to issuer | 7,032 | $11.36 | 79,884 |
|
CIFC LLC CIFC
Common Shares
|
2016-11-21 | Disposed to issuer | 358,520 | $11.36 | 4,072,787 |
| showing 20 of 200 most recent transactions | |||||
| Related Firms | State | AUM |
|---|---|---|
|
CIFC Asset Management LLC
✚
|
FL | 44.58 B |
|
CIFC Investment Management LLC
✚
|
FL | 1,043.1 M |
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|---|---|---|
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|
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|
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|
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