City Financial Investment Company Limited

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City Financial Investment Company Limited ✚
CRD #	165155
SEC #	801-77045
CIK #	0001671161
AUM
Employees	63 (56% Investors, 3% Brokers)
Phone	4402074519600
Address	62 Queen Street London, United Kingdom
Source	[IAPD] [EDGAR] [Website]

Total AUM ($B) Copy

Sector	Form 13F Holdings	Value ($B)
	Fox Corp	0.0
	NXP Semiconductors NV	0.0

Holdings by Sector ($B)

Type	Form D Funds	Date	Sold ($M)	AUM ($M)
HF	Cumulus Lower Volatility Fund	2018-03-29		14.8
HF	Abrax Merger Arbitrage Fund Ltd	[2017-09-28]	0.0	4.4
	Filed 2018-08-23 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $50,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Abrax Merger Arbitrage Master Fund Ltd	2017-09-28		16.3
HF	Abrax US LP	[2017-09-28]	1.1	130.3
	Filed 2018-08-23 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $50,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	PCH Manager Fund SPC - Segregated Portfolio 203	[2016-03-04]	230.3	428.3
	Filed 2016-12-28 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	The Decca Feeder Fund	[2016-03-04]	275.8	876.8
	Filed 2018-11-02 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	The Decca Feeder Fund LP	[2016-03-04]	161.9	130.3
	Filed 2018-11-02 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	The Decca Master Fund	2016-03-04		2,129.7
HF	Cumulus Feeder Fund LP	[2014-03-26]	318.1	178.7
	Filed 2017-03-10 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Commission $1,718,239 · Net Assets Decline to Disclose
HF	Cumulus Master Fund	2014-03-26		1,115.7
View All

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	23	4.3
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	6	0.5
Total	29	4.9
By Discretionary
Discretionary	29	4.9
Non-Discretionary	0	0.0
Total	29	4.9
By Non-United States Persons
Non-United States Persons		4.1
United States Persons		0.8
Total	29	4.9

Form D Directors	Role	# Filings	# Firms
David Bree	Director	428	100
Roger Hanson	Director	255	86
Michelle WilsonClarke	Director	283	70
John Ackerley	Director	170	70
Don Ebanks	Director	95	25
Aldo Ghisletta	Director	92	21
Tammy Seymour	Director	48	20
David Litton	Director	71	13
John Banks	Director	65	11
Susan Hallgren	Director	22	9
David Beatty	Director	491	5
Louis Thorne	Director	19	4
Edward Orlebar	Director, Executive Officer	12	4
Lori Webbgriffith	Director	9	4
Mark Stabile	Director	8	4
Michael Stein	Director	28	3
Lori Griffith	Director	3	3
Andrew Williams	Executive Officer	36	2
William Gallagher	Director	22	2
David Levitan	Executive Officer	9	2
Robert Hain	Executive Officer	6	2
John Hollihan	Director	3	2
Philip Kay	Director	3	2
City Financial Investment Company Limited	Promoter	6	1
Jack Hollihan	Director	4	1
Lalit Aggarwal	Director	4	1
Meredith Cartwright	Director	3	1
Jan Frogg	Director	2	1
Jon Dellandrea	Director	2	1
Steve Brosnan	Director	2	1
Giles Renaud	Director	2	1
Peter Brewer	Promoter	2	1
AUM Asset Management Ltd	Promoter	2	1
PBG Capital Limited	Promoter	2	1
Warwick Norton	Promoter	2	1
Abrax Merger Arbitrage Cayman Ltd	Executive Officer	1	1
John Jack Hollihan	Director	1	1
Gilles Renaud	Director	1	1
Aldo Ghiseletta	Director	1	1
CFIC Cayman II Limited	Promoter	1	1

EDGAR Form	CIK	2011 - 2026
13F-HR	[0001671161]
SC 13G	[0001671161]

Form 13D/13G Filer	Form 13D/13G Subject	Filed
City Financial Investment Co Ltd	City Financial Investment Co Ltd	[2018-06-25]
City Financial Investment Co Ltd	City Financial Investment Co Ltd	[2018-02-21]

City Financial Investment Company Limited

Assets, Funds, Holdings