CJ Partners LLC

Fees and Compensation
The firm is compensated by fees that are calculated on the amount of assets under active
management. A fee schedule is provided to prospective clients prior to engagement of the
firm’s services. Clients are billed quarterly, in advance, and can choose to pay fees or
have them deducted from their account. Unearned fees will be refunded to the client on a
pro rata basis. Clients may incur brokerage fees, custody fees, or additional transaction
costs as described in the Brokerage Practices section of this brochure.

                  Assets Under Management                    Fee
First                     $1,000,000                     1.00% maximum
Next                      $2,000,000                      .70% maximum
Next                      $2,000,000                      .60% maximum
Above                     $5,000,000                      Negotiated Rate

Types of Clients
Conway Jarvis LLC provides investment supervisory services to: high-net worth
individuals and their families; businesses; trusts; pension and profit sharing plans. The
firm suggests that a prospective client have minimum of $250,000 of investable assets
available for management. Family assets can be aggregated to meet that minimum
requirement. This requirement is waived for family members, related persons, or related
entities of existing clients.
Methods of Analysis, Investment Strategies, Risk of Loss
The firm employs a combination of macro-economic, fundamental, and technical analysis
to select securities. The information used in this analysis is obtained from, research
materials, data services, financial publications, filings of public information, and
inspection of corporate activities. Analysis and formulation of investment strategies is
conducted by the Investment Committee.
The firm uses a broad, multi-level investment strategy to address the needs of a diverse
client base. Portfolios are linked to models that employ an all-country, all-capitalization,
all-industry approach to investing. Portfolios are invested with publicly-traded securities
that reflect both long-term expectations and potential tactical responses to changing
conditions in the short and intermediate term. Exchange traded funds may be used where
individual stocks lack sufficient liquidity or representation of a specific region or market.

Investing in securities involves risk of loss. Owning equities traded in the public markets
presents a material risk of loss from economic instability, market volatility, dissemination
of false information, poor performance by a company, and systemic risk arising from
fraudulent conduct by market participants. There is risk that the firm could fail to discern
the presence of any of these factors when investing client assets.