Coe Capital Management LLC

Item 5: Fees and Compensation

Please refer to the Brokerage Practices section (Item 12) for additional information regarding the
firm’s brokerage practices.

D. External Compensation for the Sale of Securities to Clients
CCM advisory professionals are compensated primarily through fees earned pursuant to the
investment advisory agreement. CCM is not paid any sales, service or administrative fees for the
sale of mutual funds or any other investment products with respect to managed advisory assets.

                    Part 2A of Form ADV: Coe Capital Management, LLC Brochure

Item 7: Types of Clients
CCM offers its investment services to various types of clients including high-net-worth
individuals, trusts, corporations, partnerships, pension and profit-sharing plans, tax exempt, and
other investment advisers.

CCM generally requires a minimum of $1,000,000 in total client assets for its Wealth
Management services. For purposes of calculating minimum account assets and advisory fees,
we consider all of the client’s accounts currently managed by CCM. Our minimum advisory fee is
$10,000. For portfolios less than $1,000,000 you may be able to obtain comparable services
elsewhere for a lower fee. CCM reserves the right to waive or accept a lower minimum account
size and/or advisory fee at our discretion.

                    Part 2A of Form ADV: Coe Capital Management, LLC Brochure