Filed 2012-01-13 (D/A) · Exemption 506, 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Filed 2011-01-14 (D) · Exemption 506, 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
AUM Breakdown
Accounts
AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals)
22
7.9
(b) Individuals (high net worth individuals)
16
193.3
(c) Banking or thrift institutions
0
0.0
(d) Investment companies
3
234.4
(e) Business development companies
0
0.0
(f) Pooled investment vehicles
1
85.6
(g) Pension and profit sharing plans
0
0.0
(h) Charitable organizations
0
2.2
(i) State or municipal government entities
0
0.0
(j) Other investment advisers
11
9.0
(k) Insurance companies
0
0.0
(l) Sovereign wealth funds and foreign official institutions
0
0.0
(m) Corporations or other businesses not listed above