Conquis Financial LLC

ITEM 5 - FEES AND COMPENSATION

Fee Schedule & Billing Method

The Firm offers services on a fee basis which may include fixed fees, as well as fees based upon assets
under management. Fees are negotiable.

Investment Management Services Fees
The annual management fee for our Investment Management Services, which will include Financial
Planning, is assessed and/or charged based on what is stipulated in the Investment Advisory Agreement
signed by each client.

Fees detailed in the Investment Advisory agreement can be structured in one of the following ways: a
fixed flat fee, a percentage fee on total assets, or a combination of the two.

The annual fixed flat fee is negotiated based on services provided and is assessed and/or charged quarterly
in advance with an annual inflation adjustment as noted in the agreement. Our annual percentage fee,
which is based on a percentage of total assets, ranges up to 0.95% annually and is assessed and/or charged
quarterly in advance. Our minimum quarterly fee for any engagement will be $3,000.

Financial Planning and Consulting Fees

The Adviser may provide financial planning and/or consulting services to the Client regarding the
management of Client’s financial resources. This is based upon an analysis of Client’s current personal
and financial situations, goals, and objectives. The fee assessed and/or charged is based on what is
stipulated in the Financial Planning and Consulting Agreement signed by each client.

Updates to a Financial Plan may be charged an additional fee.

Independent Managers/Sub-Advisors Fees

Fees charged by the Independent Managers/Sub-Advisors are charged to the clients separately. In these
relationships with third-party and/or Sub-Advisors, these fees would be in addition to the fees charged by
the Firm, paid directly to the third-party and/or Sub-Advisor, and the Firm will not receive any portion of
those fees or share in those fees. These fees range from 0.15% to 0.29%.

Other Fees and Expenses

Clients may incur certain charges imposed by other third parties, such as broker-dealers, custodians, trust
companies, platform service providers, banks, and other financial institutions (collectively “Financial
Institutions”). These additional charges may include securities brokerage commissions, transaction fees,
custodial fees, reporting charges, margin costs, charges imposed directly by a mutual fund or ETF in a
client’s account, as disclosed in the fund’s prospectus (e.g., fund management fees and other fund
expenses), deferred sales charges, odd-lot differentials, transfer taxes, wire transfer and electronic fund

Conquis Financial LLC Disclosure Brochure          7                                       June 1, 2022 – v1

fees, and other fees and taxes on brokerage accounts and securities transactions.

Direct Fee Debit

Clients generally provide the Firm and/or the Independent Managers/Sub-Advisors with the authority to
directly debit their accounts for payment of the investment advisory fees. The Financial Institutions that
act as the qualified custodian for client accounts, from which the Firm retains the authority to directly
deduct fees, have agreed to send statements to clients not less than quarterly detailing account
transactions, including any amounts paid to the Firm.

Account Additions and Withdrawals

As stated above, clients may make additions to and withdrawals from their account at any time, subject
to the Firm’s right to terminate an account. Additions may be in cash or securities provided that the Firm
reserves the right to liquidate any transferred securities or declines to accept particular securities into a
client’s account. Clients may withdraw account assets on notice to the Firm, subject to the usual and
customary securities settlement procedures. However, the Firm generally designs its portfolios as long-
term investments, and the withdrawal of assets may impair the achievement of a client’s investment
objectives. The Firm may consult with its clients about the options and implications of transferring
securities. Clients are advised that when transferred securities are liquidated, they may be subject to
transaction fees, short-term redemption fees, fees assessed at the mutual fund level (e.g., contingent
deferred sales charges) and/or tax ramifications.

Termination

Either party may terminate the Investment Advisory Agreement at any time by providing a notice to the
other party as outlined in the agreement. The client may terminate the agreement at any time by email
or writing to the Firm at our office. The Firm will refund any prepaid, unearned advisory fees.

Terminations will not affect liabilities or obligations from transactions initiated in client accounts prior to
termination. In the event the client terminates the investment advisory agreement, the Firm will not
liquidate any securities in the account unless instructed by the client to do so. In the event of the client’s
death or disability, the Firm will continue management of the account until the Firm is notified of the
client’s death or disability and given alternative instructions by an authorized party.

Financial Planning and Consulting Agreements can be terminated at any time by providing notice to the
other party as outlined in the agreement.

ITEM 7 - TYPES OF CLIENTS

Our services are provided on a discretionary and non-discretionary basis to a variety of clients, such as
individuals, high net worth individuals, trusts and estates, charitable organizations, corporations or other
businesses, and individual participants of retirement plans.

Account Requirements

The Firm does not generally impose a stated minimum account size for starting and maintaining an
investment management relationship. Certain Independent Managers/Sub-Advisors may, however,
impose more restrictive account requirements and billing practices from the Firm. In these instances, the
Firm may alter its corresponding account requirements and/or billing practices to accommodate those of
the Independent Managers/Sub-Advisors.