Convergent Wealth Advisors LLC

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Convergent Wealth Advisors LLC ✚
CRD #	143719
SEC #	801-67788
CIK #	0001491296, 0002014531
AUM
Employees	1 (0% Investors, 0% Brokers)
Phone	310-888-6460
Address	400 North Roxbury Beverly Hills, CA 90210
Source	[IAPD] [EDGAR] [Website]

Total AUM ($B) Copy

CIK	Period
0001491296 0002014531	2017-09-30 2017-06-30 2017-03-31 2016-12-31 2016-09-30 2016-06-30 2016-03-31 2015-12-31 2015-09-30 2015-06-30 2015-03-31 2014-12-31 2014-09-30 2014-06-30 2014-03-31 2013-12-31 2013-09-30 2013-06-30 2013-03-31 2012-12-31 2012-09-30 2012-06-30 2012-03-31 2011-12-31

Sector	Form 13F Holdings	Value ($B)
	Toronto Dominion Bank	7.8
	Bank of Nova Scotia	5.7
	Royal Bank of Canada	5.4
	Enbridge Inc	4.1
	Bank of Montreal /Can/	3.9
	Canadian National Railway Co	3.7
	Apple Inc	3.4
	BCE Inc	3.3
	Transcanada Corp	3.2
	Brookfield Asset Management Ltd	3.0
	Canadian Imperial Bank of Commerce /Can/	2.6
	Manulife Financial Corp	2.4
	Suncor Energy Inc	2.3
	Canadian Natural Resources Ltd	1.9
	Sun Life Financial Inc	1.8
	Microsoft Corp	1.8
	Thomson Reuters Corp /Can/	1.8
	Rogers Communications Inc	1.7
	Facebook Inc	1.6
	Johnson & Johnson	1.6
	Alibaba Group Holding Ltd	1.5
	J P Morgan Chase & Co	1.4
	Telus Corp	1.4
	Amazon Com Inc	1.4
	UnitedHealth Group Inc	1.3
	Alphabet Inc	1.3
	Bank of America Corp /DE/	1.2
	Canadian Pacific Railway Ltd/Cn	1.2



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Type	Form D Funds	Date	Sold	AUM
HF	CMS / Barlow Long-Short Equity Fund LLC	2012-03-30		0.2 M
HF	Jupiter Fund Plus Series of Windermere Jupiter Fund LLC	[2012-03-30]	37.2 M	9.0 M
	Filed 2011-07-15 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	US Focused Pool Series of Windermere Jupiter Fund LLC	[2012-03-30]	1,907.5 M	391.7 M
	Filed 2015-06-08 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Windermere Equity Fund Series of Windermere Jupiter Fund LLC	[2012-03-30]	1,907.5 M	2.5 M
	Filed 2016-07-18 (D/A) · Exemption 506(b), 3(c)(7) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Windermere Opportunistic Fund Series of Windermere Jupiter Fund LLC	2012-03-30		8.0 M

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	3	0.0
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	3	0.0
By Discretionary
Discretionary	3	0.0
Non-Discretionary	0	0.0
Total	3	0.0
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		0.0
Total	3	0.0

Form D Directors	Role	# Filings	# Firms
David Elliott	Executive Officer	19	3
Vernon Kozlen	Director	12	3
Douglas Wolford	Executive Officer	8	3
David Zier	Executive Officer	7	3
Convergent Wealth Advisors LLC	Promoter	7	3
Steven Lockshin	Executive Officer	13	2
Chris Gibbons	Director	8	2
Christopher Gibbons	Director	5	2

Assets, Funds, Holdings