Cowen Advisors LLC

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Assets, Funds, Holdings

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Cowen Advisors LLC
CRD #135564
SEC #801-64302
CIK #0001275893
AUM
Employees 46 (33% Investors, 35% Brokers)
Phone212-845-7900
Address599 Lexington Avenue
New York, NY 10022
Source [IAPD] [EDGAR] [Website]
Total AUM ($B)
3.02.41.81.20.60.02003201020172025
Type Form D Funds Date Sold ($M) AUM ($M)
SA Nautilus RMBS CDO II Ltd 2012-03-30 13.3
HF RCG Endeavour LLC 2012-03-30 4.5
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 69 0.1
By Discretionary
Discretionary 69 0.1
Non-Discretionary 0 0.0
Total 69 0.1
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 0.1
Total 69 0.1
EDGAR Form CIK 2011 - 2026
13F-HR [0001275893]
13F-NT [0001275893]
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