Crossbridge Capital Asia PTE Ltd

Item 5 Fees and Compensation

ADVISORY FEES

The following information describes how Crossbridge Capital is compensated for the advisory
services we provide to our clients. The specific manner in which fees are charged and the
compensation we receive may differ between clients depending upon the individual Terms of
Business with each client. Crossbridge Capital reserves the right to negotiate our compensation
with clients depending on the scope of our advisory relationship, and we may charge higher or
lower fees than are available from other firms for comparable services. Crossbridge Capital has
the general discretion to waive all or a portion of our fees, but typically only exercises this
discretion for our employees.

Investment Management Fees. In consideration for providing investment management services
and pursuant to the terms of the Terms of Business with the client, Crossbridge Capital generally
charges clients an advisory fee at annual rates ranging from 0.2% to 2% of each client’s assets
under management, generally payable quarterly in arrears.

If a client chooses, our investment management fees are deducted from the client’s account(s) and
remitted to us pursuant to the client’s written instructions to the broker-dealer holding the account.

Additional Fees and Expenses. Clients will incur transaction charges and/or brokerage fees when
purchasing or selling securities. These charges and fees are typically imposed by the broker-dealer
through which account transactions are executed. For more information on our brokerage
practices, please refer to the “Brokerage Practices” section of this Brochure.

The fees that clients pay to our firm for investment advisory services are separate and distinct from
the fees and expenses charged by mutual funds and/or exchange traded funds (described in each
fund’s prospectus) to their shareholders. The fees charged directly by mutual funds and exchange
traded funds will typically include a management fee and other fund expenses. Crossbridge
Capital does not receive any portion of the fees and expenses charged by mutual funds and/or
exchange traded funds.

To fully understand the total costs associated with their investment portfolio, clients should review
all the fees charged by mutual funds, exchange traded funds, our firm and others.

Termination. Terms of Business’ with our clients may generally be terminated by either party
upon thirty (30) days’ written notice. Upon termination of our status as the client’s investment
adviser, Crossbridge Capital will not take any further action with respect to the client’s account(s)
unless specifically notified by the client in writing. Clients will be responsible for instructing their
broker-dealer and monitoring their account for the final disposition of assets.

Crossbridge Capital Asia Pte Ltd
Form ADV Part 2A

109311440v2

Refunds. Upon receipt of a proper notice of termination from the client, as described in the Terms
of Business, any earned unpaid fees will be billed on a pro-rata basis based on the amount of work
performed by us up to the point of termination.

Brokerage Commissions. Crossbridge Capital does not receive brokerage commissions from the
sale of securities or other investment products. Our compensation for recommending securities
and investment products is limited to the advisory fees described above.

Crossbridge Capital Asia Pte Ltd
Form ADV Part 2A

109311440v2

TYPES OF CLIENTS

Crossbridge Capital offers investment advisory services to a diverse group of clients, including
individuals, high net worth individuals, institutional clients, trusts, investment companies and
other investment advisers. Client relationships may vary in scope and length of service.

ACCOUNT REQUIREMENTS

Crossbridge Capital generally requires a minimum account balance of $5,000,000 for our non-
discretionary investment management services.

Crossbridge Capital Asia Pte Ltd
Form ADV Part 2A

109311440v2