Fees and Compensation — Form ADV Part 2A (3/28/2018)
[Brochure]
Item 5 - Fees and Compensation
A. The Investment Advisory Agreement for each Client sets forth in detail the fee structure relevant
to such Client. As compensation for its services, Crosswinds generally charges a management fee
(the “Management Fee”) to the Clients. Crosswinds only provides investment advisory services
to qualified purchasers, and therefore the fee schedule has not been disclosed.
B. The Management Fee is billed to the Clients quarterly for payment in arrears. Crosswinds may
elect to waive all or any portion of any future Management Fees.
C. In addition to the Management Fee, the Clients are responsible for those fees associated with
specific research requested of Crosswinds as outlined in the Clients’ Investment Advisory
Agreement. Clients will incur brokerage and other transactions costs; please see item 12 of this
Brochure, “Brokerage Practices”.
D. The Clients do not pay fees in advance.
E. Neither Crosswinds nor Crosswinds supervised persons accepts compensation for the sale of
securities or other investment products.
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Account Minimums and Types of Clients — Form ADV Part 2A (3/28/2018)
[Brochure]
Item 7 - Types of Clients
As described in Item 4, Crosswinds, as of the date of this Brochure, provides discretionary management
services to insurance companies and insurance holding companies. The terms of such services are
outlined in the Investment Advisory Agreement.