Filed 2013-09-30 (D/A) · Exemption 506(b) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets $5,000,001 - $25,000,000
AUM Breakdown
Accounts
AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals)
131
13.4
(b) Individuals (high net worth individuals)
77
153.4
(c) Banking or thrift institutions
0
0.0
(d) Investment companies
0
0.0
(e) Business development companies
0
0.0
(f) Pooled investment vehicles
1
11.4
(g) Pension and profit sharing plans
0
17.7
(h) Charitable organizations
0
3.2
(i) State or municipal government entities
0
0.0
(j) Other investment advisers
0
0.0
(k) Insurance companies
0
0.0
(l) Sovereign wealth funds and foreign official institutions
0
0.0
(m) Corporations or other businesses not listed above