Fees and Compensation — Form ADV Part 2A (4/30/2021)
[Brochure]
Item 5 – Fees and Compensation
In addition to the information provided in Item 4 – Advisory Business, this section provides further details
regarding our firm’s services along with descriptions of each service’s fees and compensation
arrangements. It should be noted that lower fees for comparable service may be available from other
sources. The exact fees and other terms will be outlined in the agreement between you and Curve Asset
Management, Inc..
Asset Management Fee
We do not presently offer a fixed asset management fee option for our services.
Account Minimums and Types of Clients — Form ADV Part 2A (4/30/2021)
[Brochure]
Item 7 – Types of Clients
Curve Asset Management, Inc. generally provides investment advice to the following types of clients:
• Corporations, pensions and other institutional clients
• Pooled investment companies (e.g. hedge funds and mutual funds)
• Family offices, broker dealers and proprietary trading firms.
• Wealth Management Firms
You are required to execute a written agreement with Curve Asset Management, Inc. specifying the specific
advisory services to establish a client arrangement with Curve Asset Management, Inc..
Curve Asset Management, Inc. Page 8 Form ADV Part 2A Brochure
Minimum Investment Amounts Required
Curve Asset Management, Inc. requires a minimum of $25,000,000 for unlevered accounts, and potentially
as little as $5,000,000 for select levered accounts.
AUM Breakdown
Accounts
AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals)
0
0.0
(b) Individuals (high net worth individuals)
0
0.0
(c) Banking or thrift institutions
0
0.0
(d) Investment companies
0
0.0
(e) Business development companies
0
0.0
(f) Pooled investment vehicles
2
165.8
(g) Pension and profit sharing plans
0
0.0
(h) Charitable organizations
0
0.0
(i) State or municipal government entities
0
0.0
(j) Other investment advisers
0
0.0
(k) Insurance companies
0
0.0
(l) Sovereign wealth funds and foreign official institutions
0
0.0
(m) Corporations or other businesses not listed above