Cygnus Asset Management SGIIC Sa

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Cygnus Asset Management SGIIC Sa
CRD #162203
SEC #801-78946
CIK #
AUM
Employees 18 (44% Investors, 0% Brokers)
Fees
Minimum
Phone0034917892268
AddressPrincipe de Vergara 112
Madrid, Spain
Source [IAPD] [Website] [Twitter]
Total AUM ($M)
120096072048024002009201420192025
Fees and Compensation — Form ADV Part 2A (3/10/2020) [Brochure]
ITEM 5. FEES AND COMPENSATION

• CYAM’s standard management fees range between 1% to 2% of total assets. Such management fees
   are generally payable in arrears at the end of each calendar quarter.
• CYAM may also receive performance-based compensation ranging between 10% to 20% of the
   increase in the net asset value of Client accounts (taking into account both realized and unrealized
   gains) during a calendar year, above a “high water mark” (i.e., the previous highest net asset value
   at which performance-based compensation was paid). Performance-based compensation generally
   is charged annually in arrears and upon an intra-year redemption by an investor in a Client.
• CYAM’s fees vary between Client accounts based on a variety of factors that include, without
   limitation, complexity, size of assets, lock-up periods and the relationship between the Client and
   CYAM. CYAM fees for a Client account may be amended from time to time if the conditions for
   such amendments agreed upon in advance by CYAM and such Client are met.
• CYAM’s fees are invoiced periodically to the Client accounts.
• Each Client has the right to terminate its advisory agreement with CYAM upon written notice as set
   forth in such Client’s advisory agreement. Upon termination of any Client account, any earned,
   unpaid fees will be due and payable. Withdrawals or redemptions by investors in a Client can be
   made on the terms described in such Client’s offering memorandum.
• Clients will also pay brokerage and transaction costs, auditing, administration and custodial fees,
   taxes and other costs and expenses related to the trading and maintenance of Client accounts.
   Such fees and costs are in addition to CYAM’s fees, and CYAM does not receive any portion of these
   commissions, fees, and costs.
• In relation to brokerage and transaction costs, CYAM attempts to negotiate with the brokers and
   other intermediaries the most favorable rates for its Clients. Item 12 below describes the factors
   that CYAM considers in selecting broker-dealers and determining the reasonableness of their
   compensation (e.g., commissions).
• CYAM does not receive any sales commissions or referral fees from any source.
Account Minimums and Types of Clients — Form ADV Part 2A (3/10/2020) [Brochure]
ITEM 7. TYPES OF CLIENTS

• CYAM provides discretionary investment management services to US and non-U.S. Clients
   consisting of: multi-fund investment companies, investment companies, alternative investment
   funds, foreign funds such as UCITS, other pooled investment vehicles and separately managed
   accounts. Each pooled investment vehicle has a minimum investment requirement for investors as
   set forth in the vehicle’s offering memorandum, which may be waivable in CYAM’s discretion.
• Approximately 75% of the investors in Clients managed by CYAM are domiciled in Europe and the
   United States.
Type Form D Funds Date Sold AUM
HF Cygnus Alternative Master Funds ICAV - Cygnus Opportunities One Sub-Fund [2015-03-16] 21.2 M 113.4 M
Filed 2018-07-12 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $117,000 · Remaining Indefinite · Duration More than one year · Net Assets $5,000,001 - $25,000,000
HF Cygnus Alternative Master Funds ICAV - Cygnus Europa Event Driven Sub-Fund [2012-03-28] 21.2 M 434.5 M
Filed 2018-07-12 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $117,000 · Remaining Indefinite · Duration More than one year · Net Assets $5,000,001 - $25,000,000
HF Cygnus Alternative Master Funds ICAV - Cygnus Utilities Infrastructure & Renewables Sub-Fund [2012-03-28] 9.0 M 31.4 M
Filed 2018-07-13 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $99,500 · Remaining Indefinite · Duration More than one year · Net Assets $5,000,001 - $25,000,000
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 5 727.3
(g) Pension and profit sharing plans 0 114.8
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 6 842.1
By Discretionary
Discretionary 6 842.1
Non-Discretionary 0 0.0
Total 6 842.1
By Non-United States Persons
Non-United States Persons 784.0
United States Persons 58.1
Total 6 842.1
Form D Directors Role # Filings # Firms 2011 - 2026
Des Fullam Director 10 4
John Fleming Director 21 3
Fiona Mulhall Director 14 3
Rafael Mayer Director 8 3
Juan Cruz Alonso Director, Executive Officer 4 2
Juan Cruz Director 3 2
Isabel Serra Executive Officer 2 2
Jose Amusategui Executive Officer 2 2
Petri Tuokko Director 2 2
Jose Maria Amusategui Director 1 1
View All
Firm Profile (Form ADV)
ServesInstitutional
Fund TypesHedge Fund
LEI5493005JIXDVMRIJMC50
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