D'Annunzio Consulting Group LLC

Item 5 – Fees and Compensation

D’Annunzio Consulting Group, LLC is compensated for its services by retainer. The specific
way fees are charged by DCG is established in a client’s written agreement with us. Fixed fees
are negotiated based on the needs and complexity of the client, the amount of assets under
management, the number of decision makers, the frequency of meetings, the types of investment
vehicles and asset classes utilized, and the services agreed upon.

Our annual investment advisory fees are prorated and paid quarterly, in advance. Clients may
elect to be billed directly for fees or to authorize us to directly debit fees from their accounts.
Client relationships initiated or terminated during a calendar quarter will be charged a prorated
fee. Clients must terminate our relationship in writing and provide 30 days’ notice. The prepaid,
unearned portion of our fee will be promptly refunded without further action required.

DCG’s fees are exclusive of fees charged by unaffiliated third parties such as brokerage
commissions, transaction fees such as wire transfer and electronic fund fees, custodian charges,
fees charged by money managers, taxes, any surrender charges, deferred sales charges, odd-lot
differentials or transfer taxes, if applicable. Mutual funds and exchange traded funds also charge
internal management fees, which are disclosed in a fund’s prospectus. Such charges, fees and
commissions are exclusive of and in addition to DCG’s fee, and DCG shall not receive any
portion of these commissions, fees, and costs. Clients may implement our recommendations
through custodians of their choosing if we are able to obtain timely electronic information on the
accounts under our supervision.

Item 12 further describes the factors that DCG considers in selecting or recommending broker-
dealers for client transactions and determining the reasonableness of their compensation (e.g.,
commissions).

Item 7 – Types of Clients

DCG generally provides advisory services to high-net-worth families, family offices, individuals,
trusts, estates, corporations, and private foundations. The minimum account size is generally $20
million in assets under advisement with exceptions as determined by our principal, Holly
D’Annunzio, in her sole discretion. Exceptions have traditionally been granted for family and
friends of the firm and referrals from existing clients.