DB Investment Managers Inc

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DB Investment Managers Inc
CRD #108204
SEC #801-38089
CIK #0001304144
AUM
Employees 3 (33% Investors, 0% Brokers)
Phone212-454-6260
Address345 Park Avenue
New York, NY 10154
Source [IAPD] [EDGAR] [Website]
Total AUM ($B)
10.08.06.04.02.00.01999200720152024
Type Form D Funds Date Sold ($M) AUM ($M)
HF Liquidalts Omega Fund 2014-07-11 52.6
HF Dbx-Global Long Short Equity 9 Fund [2013-08-23] 0.0 22.1
HF Dbx-Us Long/Short Equity 16 Fund [2013-08-23] 0.0 31.7
HF Dbx-Credit 4 Fund [2013-02-26] 0.0 2.7
HF Dbx-Cta19 Fund 2013-02-26 5.0
HF Dbx-Cta 2 Fund [2013-02-26] 0.0 121.1
HF Dbx-European Long/Short Equity 9 Fund [2013-02-26] 0.0 4.4
HF Dbx-Risk Arbitrage 13 Fund [2013-02-26] 14.4 6.1
HF Dbx-Us Long/Short Equity 15 Fund [2013-02-26] 0.0 10.8
HF DB Alpha Discovery Fund LP 2012-03-30 0.0
HF DB Alpha Discovery Fund Ltd 2012-03-30 0.0
HF DB Alpha Discovery Trust 2012-03-30 27.3
HF DB Global Masters Fund LP 2012-03-30 0.7
HF DB Global Masters Fund Ltd 2012-03-30 4.5
HF DB Global Masters Multi-Strategy Trust 2012-03-30 0.4
HF DB Global Masters Trust 2012-03-30 1.5
HF Dbx-Asian Long/Short 3 Fund [2012-03-30] 0.0 25.2
HF Dbx-Convertible Arbitrage 11 Fund [2012-03-30] 0.0 28.7
HF Dbx-Convertible Arbitrage 13 Fund [2012-03-30] 8.4 65.9
HF Dbx-Convertible Arbitrage 14 Fund [2012-03-30] 0.0 61.6
HF Dbx-Credit 2 Fund [2012-03-30] 0.0 30.6
HF Dbx-Credit 3 Fund [2012-03-30] 0.0 43.7
HF Dbx-Cta 11 Fund [2012-03-30] 38.5 20.1
HF Dbx-Cta 13 Fund [2012-03-30] 0.0 36.7
HF Dbx-Cta 14 Fund [2012-03-30] 23.0 26.5
HF Dbx-Cta 16 Fund [2012-03-30] 0.0 17.9
HF Dbx-Cta 18 Fund [2012-03-30] 0.0 14.2
HF Dbx-Cta 5 Fund [2012-03-30] 3.7 1,239.8
HF Dbx-Cta 7 Fund [2012-03-30] 0.0 1.3
HF Dbx-Currency 2 Fund [2012-03-30] 0.0 10.7
HF Dbx-Emerging Markets Macro 2 Fund [2012-03-30] 2.6 24.0
HF Dbx-Emerging Markets Macro 3 Fund [2012-03-30] 7.2 25.7
HF Dbx-European Long Short 6 Fund [2012-03-30] 0.0 107.1
HF Dbx-European Long/Short Equity 4 Fund [2012-03-30] 0.0 24.9
HF Dbx-European Long/Short Equity 7 Fund 2012-03-30 16.4
HF Dbx-Event Driven 2 Fund [2012-03-30] 0.0 32.0
HF Dbx-Global Long Short Equity 2 Fund [2012-03-30] 0.0 63.3
HF Dbx-Global Long Short Equity 6 Fund [2012-03-30] 0.0 354.3
HF Dbx-Global Long/Short Equity 7 Fund [2012-03-30] 7.2 25.5
HF Dbx-Global Macro 4 Fund [2012-03-30] 2.6 42.5
HF Dbx-Global Macro 8 Fund [2012-03-30] 0.0 50.6
HF Dbx-Global Macro 9 Fund 2012-03-30 13.8
HF Dbx-High Yield 1 Fund [2012-03-30] 0.0 20.6
HF Dbx-High Yield 2 Fund 2012-03-30 38.7
HF Dbx-Japan Long/Short Equity 1 Fund [2012-03-30] 0.0 27.6
HF Dbx-Market Neutral 12 Fund [2012-03-30] 1.9 12.1
HF Dbx-Market Neutral 14 Fund [2012-03-30] 0.0 24.2
HF Dbx-Market Neutral 4 Fund [2012-03-30] 0.0 6.9
HF Dbx-Market Neutral 6 Fund [2012-03-30] 0.0 15.3
HF Dbx-Market Neutral 7 Fund [2012-03-30] 0.0 21.4
HF Dbx-Market Neutral 9 Fund [2012-03-30] 0.0 48.5
HF Dbx-Risk Arbitrage 10 Fund [2012-03-30] 0.0 21.2
HF Dbx-Risk Arbitrage 11 Fund [2012-03-30] 2.4 213.2
HF Dbx-Risk Arbitrage 12 Fund [2012-03-30] 0.0 51.7
HF Dbx-Risk Arbitrage 4 Fund [2012-03-30] 0.0 24.7
HF Dbx-Risk Arbitrage 5 Fund [2012-03-30] 0.0 65.2
HF Dbx-Risk Arbitrage 7 Fund [2012-03-30] 0.7 64.7
HF Dbx-Risk Arbitrage 9 Fund [2012-03-30] 0.0 16.4
HF Dbx-Us Long/Short Equity 12 Fund [2012-03-30] 4.4 17.8
HF Dbx-Us Long/Short Equity 8 Fund [2012-03-30] 0.0 16.6
HF Dbx-Us Long/Short Equity 9 Fund [2012-03-30] 7.2 52.3
HF DWS Topiary Select Trust 2012-03-30 2.4
HF RLJ Select Diversified Fund LLC 2012-03-30 0.4
HF RLJ Select Diversified Trust [2012-03-30] 1.6
HF The DB Advantage Opportunistic Fund A Series of DB Advantage Select LLC 2012-03-30 0.8
HF The DB Advantage Quantitative Market Neutral Equity Fund A Series of DB Advantage Select LLC 2012-03-30 0.7
HF The DB Benefit Plan Investor Fund I A Class of the DB Hedge Fund Benchmark Series Trust for Benefit Plan Investors 2012-03-30 0.6
HF The Topiary Event Driven Fund A Series of DB Advantage Select LLC [2012-03-30] 4.3
HF The Topiary Event Driven Trust A Class of the DB Hedge Fund Benchmark Series Trust 2012-03-30 1.4
HF The Topiary Fund II LP 2012-03-30 1.6
HF The Topiary Fund II PLC 2012-03-30 2.7
HF The Topiary Fund LP 2012-03-30 4.2
HF The Topiary Global Macro Trust A Class of the DB Hedge Fund Benchmark Series Trust [2012-03-30] 0.2
HF The Topiary Select Equity Trust A Class of the Topiary Select Series Trust 2012-03-30 0.3
HF The Topiary Select Fund I LP 2012-03-30 3.5
HF The Topiary Select Trust I A Class of the Topiary Select Series Trust 2012-03-30 2.3
HF The Topiary Trust A Class of the Topiary Series Trust 2012-03-30 4.3
HF The Topiary Trust Euro A Class of the Topiary Select Series Trust 2012-03-30 2.4
HF Topiary Select ERISA Fund Ltd 2012-03-30 0.9
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 4 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 4 0.0
By Discretionary
Discretionary 4 0.0
Non-Discretionary 0 0.0
Total 4 0.0
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 0.0
Total 4 0.0
Form D Directors # Filings # Firms 2011 - 2025
Marshall Wace LLP 53
Lazard Asset Management LLC 34
Tina Saunders 72
Peter Becker 67
Ed Fletcher 62
David McGuinness 60
Ascend Capital Limited Partnership 7
Deutsche International Corporate Services Limited 68
Deutsche International Custodial Services Limited 65
Alan Booth 65
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