Dean Capital Investments Management LLC

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Dean Capital Investments Management LLC ✚
CRD #	160375
SEC #	801-73534
CIK #	0001565951, 0001880984, 0001455468, 0001647948
AUM
Employees	32 (41% Investors, 0% Brokers)
Phone	703-760-4400
Address	8065 Leesburg Pike Vienna, VA 22182
Source	[IAPD] [EDGAR] [Website] [LinkedIn]

Total AUM ($M) Copy

Sector	Form 13F Holdings	Value ($M)
	Knot Offshore Partners LP	5.1
	Littelfuse Inc /DE	4.5
	Helmerich & Payne Inc	4.4
	Sanfilippo John B & Son Inc	4.3
	JDS Uniphase Corp /CA/	4.0
	Prestige Brands Holdings Inc	4.0
	Jazz Pharmaceuticals Inc	4.0
	Cactus Inc	3.9
	Reynolds Consumer Products Inc	3.8
	Portland General Electric Co /OR/	3.6
View All

Holdings by Sector ($M)

Type	Form D Funds	Date	Sold	AUM
HF	DC Investments Alpha Fund LLC	[2017-03-31]	416.4 M	155.2 M
	Filed 2023-02-28 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	DC Investments Efficient Fund LLC	[2017-03-31]	311.2 M	269.5 M
	Filed 2020-03-04 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	DC Investments Neutral Fund LLC	[2017-03-31]	158.2 M	112.1 M
	Filed 2017-08-29 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Dean Capital Investments Holdings LLC	[2016-03-30]	588.6 M	390.6 M
	Filed 2023-07-27 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Dean Capital Investments Micro LLC	[2016-03-30]	148.0 M	34.9 M
	Filed 2018-03-08 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Dean Ventures 150 LLC	2014-03-31		0.0 M
HF	Dean Ventures 160 LLC	2014-03-31
HF	Dean Ventures 20 LLC	2014-03-31		136.8 M
HF	Dean Ventures 30 LLC	2014-03-31
HF	Dean Ventures 50 LLC	2014-03-31
View All

AUM Breakdown	Accounts	AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	11	576.4
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	11	576.4
By Discretionary
Discretionary	11	576.4
Non-Discretionary	0	0.0
Total	11	576.4
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		576.4
Total	11	576.4

Form D Directors	Role	# Filings	# Firms
James Smist	Director, Executive Officer	22	2
Audrey Wilde	Director	16	2
Dean Wilde II	Director, Executive Officer	11	2
Dean Capital Investments Management LLC	Executive Officer	9	2
DC Investments Management LLC	Director, Executive Officer	5	2

Assets, Funds, Holdings