DFPG Investments LLC
- Assets, Funds, Holdings
| Message |
|
Happy Holidays!! thanks for using AUM13F!!
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| DFPG Investments LLC
|
| CRD # | 155576 |
| SEC # | 801-107896 |
| CIK # | 0001504665 |
| AUM |
|
| Employees |
156 (56% Investors, 81% Brokers)
|
| Phone | 801-838-9999 |
| Address | 9017 S Riverside Drive
Sandy, UT 84070 |
| Source |
[IAPD]
[EDGAR]
[Website] [LinkedIn]
|
|
Total AUM ($B)
|
|
|
| AUM Breakdown |
Accounts |
AUM ($B) |
| By Client Type |
| (a) Individuals (other than high net worth individuals) |
4,603
|
0.5 |
| (b) Individuals (high net worth individuals) |
2,088
|
1.3 |
| (c) Banking or thrift institutions |
0
|
0.0 |
| (d) Investment companies |
0
|
0.0 |
| (e) Business development companies |
0 |
0.0 |
| (f) Pooled investment vehicles |
0 |
0.0 |
| (g) Pension and profit sharing plans |
540 |
0.1 |
| (h) Charitable organizations |
0 |
0.0 |
| (i) State or municipal government entities |
0 |
0.0 |
| (j) Other investment advisers |
0 |
0.0 |
| (k) Insurance companies |
0 |
0.0 |
| (l) Sovereign wealth funds and foreign official institutions |
0 |
0.0 |
| (m) Corporations or other businesses not listed above |
54 |
0.0 |
| (n) Other |
0 |
0.0 |
| Total |
10,642 |
2.0 |
| By Discretionary |
| Discretionary |
10,625 |
2.0 |
| Non-Discretionary |
17 |
0.0 |
| Total |
10,642 |
2.0 |
| By Non-United States Persons |
| Non-United States Persons |
|
0.0 |
| United States Persons |
|
2.0 |
| Total |
10,642 |
2.0 |
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