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⚲
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| DFPG Investments LLC
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|
|
|---|---|
| CRD # | 155576 |
| SEC # | 801-107896 |
| CIK # | 0001504665 |
| AUM | $2.0 BB (2023-03-31) |
| Employees | 131 (41% Investors, 97% Brokers) |
| Phone | 801-838-9999 |
| Address | 9017 S Riverside Drive Sandy, UT 84070 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($BB) |
|---|
| CIK | Period |
|---|---|
| 0001504665 | |
| / | |
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| Apple Inc | 2,382,844.0 | 31.8 | |
| Nvidia Corp | 399,550.0 | 23.2 | |
| Microsoft Corp | 1,918,222.4 | 16.2 | |
| Amazon Com Inc | 1,092,997.8 | 11.8 | |
| Alphabet Inc | 1,482,566.4 | 8.7 | |
| Alphabet Inc | 1,475,138.5 | 8.1 | |
| Costco Wholesale Corp /NEW | 207,576.9 | 7.9 | |
| Energy Transfer Equity LP | 31,904.4 | 7.2 | |
| Occidental Petroleum Corp /DE/ | 57,834.1 | 7.0 | |
| Johnson & Johnson | 465,600.2 | 6.6 | |
| Chevron Corp | 294,604.1 | 6.3 | |
| Advanced Micro Devices Inc | 131,458.5 | 6.1 | |
| Philip Morris International Inc | 158,793.3 | 6.0 | |
| Healthequity Inc | 5,494.0 | 5.9 | |
| VISA Inc | 419,260.5 | 5.6 | |
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| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 3,470 | 0.3 |
| (b) Individuals (high net worth individuals) | 1,755 | 0.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 281 | 0.1 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 25 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 5,531 | 1.1 |
| By Discretionary | ||
| Discretionary | 5,522 | 1.1 |
| Non-Discretionary | 9 | 0.0 |
| Total | 5,531 | 1.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1.1 | |
| Total | 5,531 | 1.1 |
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| 13F-HR | [0001504665] |
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