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| DFW Capital Management LLC
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| CRD # | 157337 |
| SEC # | 801-74370 |
| CIK # | |
| AUM | 2,886.2 M (2026-03-23) |
| Employees | 25 (72% Investors, 0% Brokers) |
| Phone | 201-836-6000 |
| Address | 156 Fifth Avenue New York, NY 10010 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | DFW Capital Partners VIII LP | [2026-03-23] | 228.9 M | |
| Filed 2025-12-16 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Commission $250,000 · Revenue Decline to Disclose | ||||
| PE | NARS Recap Investors LLC | [2025-03-31] | 343.1 M | 478.3 M |
| Offered $343,118,956 · Filed 2025-09-24 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | DFW VI Co-Invest A LP | [2024-03-25] | 71.1 M | |
| Filed 2023-03-31 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | DFW Capital Partners VII LP | [2023-03-31] | 800.0 M | 969.8 M |
| Offered $800,000,000 · Filed 2023-01-23 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | DFW VI Co-Invest LP Series A | 2023-03-31 | 28.5 M | |
| PE | DFW VI Co-Invest LP Series B | 2023-03-31 | 20.8 M | |
| PE | DFW Capital Partners IV Continuation LP | [2022-03-29] | 279.3 M | 212.3 M |
| Offered $279,315,283 · Filed 2021-05-13 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $125,000 · Duration One year or less · Commission $2,133,994 · Finder's Fee $322,500 · Revenue Decline to Disclose | ||||
| PE | DFW Capital Partners VI LP | [2020-03-18] | 500.0 M | 590.8 M |
| Offered $500,000,000 · Filed 2019-04-15 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | DFW Capital Partners V LP | [2017-03-28] | 360.0 M | 335.0 M |
| Offered $360,000,000 · Filed 2016-04-13 (D) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Commission $2,827,500 · Revenue Decline to Disclose | ||||
| PE | DFW IV-Cayman LP | 2014-03-26 | 78.7 M | |
| PE | DFW Capital Partners IV LP | [2013-03-28] | 152.1 M | 226.6 M |
| Filed 2013-12-31 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Commission $2,558,125 · Revenue Decline to Disclose | ||||
| PE | DFW-Triple I LLC | 2013-03-28 | 1.1 M | |
| PE | DFW-Vidara LLC | 2013-03-28 | 0.2 M | |
| PE | DFW Capital Partners III LP | 2012-02-21 | 0.5 M | |
| PE | DFW Tech Pharma III LLC | 2012-02-21 | 7.6 M | |
| PE | DFW Tech Pharma II LLC | 2012-02-21 | 2.5 M | |
| PE | DFW-Tech Pharma IV LLC | 2012-02-21 | 3.3 M | |
| PE | DFW-Tech Pharma LLC | 2012-02-21 | ||
| PE | Meta Investors LLC | 2012-02-21 | 0.3 M | |
| PE | Teaneck Partners III LLC | 2012-02-21 | 11.7 M | |
| PE | Venio Investors LLC | 2012-02-21 | 0.2 M | |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 7 | 2.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 7 | 2.9 |
| By Discretionary | ||
| Discretionary | 7 | 2.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 7 | 2.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 2.9 | |
| Total | 7 | 2.9 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Keith Pennell | Director, Executive Officer | 40 | 2 | |
| Brian Tilley | Executive Officer | 22 | 2 | |
| Brett Prager | Executive Officer | 18 | 2 | |
| Dever Warner | Executive Officer | 14 | 2 | |
| Donald Demuth | Executive Officer | 13 | 2 | |
| Doug Gilbert | Executive Officer | 8 | 2 | |
| Dfw Vii-Gp LLC | Director | 1 | 1 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.3B |
| Serves | Institutional |
| Fund Types | Private Equity |
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