|
⚲
|
| Message |
|---|
| Happy Holidays!! thanks for using AUM13F!! |
| DFW Capital Management LLC
✚
|
|
|---|---|
| CRD # | 157337 |
| SEC # | 801-74370 |
| CIK # | |
| AUM | $2.2 B (2025-03-31) |
| Employees | 20 (85% Investors, 0% Brokers) |
| Phone | 201-836-6000 |
| Address | 156 Fifth Avenue New York, NY 10010 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | NARS Recap Investors LLC | [2025-03-31] | 292.9 | 292.9 |
| PE | DFW VI Co-Invest A LP | [2024-03-25] | 0.0 | 54.7 |
| PE | DFW Capital Partners VII LP | [2023-03-31] | 800.0 | 827.6 |
| PE | DFW VI Co-Invest LP Series A | 2023-03-31 | 28.5 | |
| PE | DFW VI Co-Invest LP Series B | 2023-03-31 | 20.8 | |
| PE | DFW Capital Partners IV Continuation LP | [2022-03-29] | 279.3 | 234.6 |
| PE | DFW Capital Partners VI LP | [2020-03-18] | 500.0 | 522.8 |
| PE | DFW Capital Partners V LP | [2017-03-28] | 360.0 | 273.8 |
| PE | DFW Iv-Cayman LP | 2014-03-26 | 78.7 | |
| PE | DFW Capital Partners IV LP | [2013-03-28] | 152.1 | 226.6 |
| PE | Dfw-Triple I LLC | 2013-03-28 | 1.1 | |
| PE | Dfw-Vidara LLC | 2013-03-28 | 0.2 | |
| PE | DFW Capital Partners III LP | 2012-02-21 | 0.5 | |
| PE | DFW Tech Pharma III LLC | 2012-02-21 | 7.6 | |
| PE | DFW Tech Pharma II LLC | 2012-02-21 | 2.5 | |
| PE | Dfw-Tech Pharma IV LLC | 2012-02-21 | 3.3 | |
| PE | Dfw-Tech Pharma LLC | 2012-02-21 | 0.0 | |
| PE | Meta Investors LLC | 2012-02-21 | 0.3 | |
| PE | Teaneck Partners III LLC | 2012-02-21 | 11.7 | |
| PE | Venio Investors LLC | 2012-02-21 | 0.2 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 6 | 2.2 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 6 | 2.2 |
| By Discretionary | ||
| Discretionary | 6 | 2.2 |
| Non-Discretionary | 0 | 0.0 |
| Total | 6 | 2.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 2.2 | |
| Total | 6 | 2.2 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Keith Pennell | 38 | ||
| Brian Tilley | 20 | ||
| Brett Prager | 17 | ||
| Donald Demuth | 13 | ||
| Dever Warner | 12 | ||
| Doug Gilbert | 7 | ||
| Dfw Viigp LLC | 1 | ||
| DFW Iv-Continuation GP LLC | 1 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
APC Asset Development I LP
✚
|
CA | 2.2 |
|
NexPhase Capital LP
✚
|
NY | 2.2 |
|
GEF Capital Partners LLC
✚
|
VA | 2.2 |
|
True Wind Capital Management LP
✚
|
CA | 2.2 |
|
Banneker Partners LLC
✚
|
CA | 2.2 |
|
Ocean Avenue Capital Partners LP
✚
|
CA | 2.2 |
|
Frontenac Company LLC
✚
|
IL | 2.2 |
|
Morgan Stanley Private Equity Asia Inc
✚
|
NY | 2.2 |
|
Shanghai Fosun Chuangfu Equity Investment Management Company
✚
|
2.2 | |
|
Wil LLC
✚
|
CA | 2.2 |