Diversified Enterprises LLC

-

Assets, Funds, Holdings

Home | Sign Up | Log In
New Features
Latest Fund Raises
Related People
Fund Service Providers
Startup & Company Raises
List of Funds
Boston Firms
Boston Hedge Funds
Cornell Alumni Firms
CalPERS Portfolio
NYSCRF Portfolio
User Guide
Regulatory AUM vs AUM
LP Portfolios
Related Firms
Build a Portfolio
Comprehensive Search
Keyboard
Diversified Enterprises LLC
CRD #331709
SEC #801-130728
CIK #0002037264
AUM 2,791.1 M (2026-06-08)
Employees 53 (64% Investors, 2% Brokers)
Fees
Minimum
Phone302-765-3500
Address3705 Concord Pike
Wilmington, DE 19803
Source [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Instagram]
Total AUM ($B)
3.02.41.81.20.60.02010201520212027
Fees and Compensation — Form ADV Part 2A (3/22/2026) [Brochure]
Item 5 Fees and Compensation
Financial Planning Services
Diversified offers two levels of financial planning services (Platinum and Gold), as described in Item 4 above -
Platinum Financial Planning and Gold Financial Planning. The specific fee to which the client is subject, is
detailed in the Planning Agreement signed by the client.

Elite Services
Fees for Elite bundle services will be specified in the Elite Services Agreement a client signs with Diversified,
and will be billed on a flat-fee or assets under management basis, or a combination of the two as specified in the
agreement. If a client elects estate planning services, Diversified's fee includes the cost of the services provided
by the unaffiliated attorney with whom Diversified works. If a client elects tax preparation services, Diversified's
fee includes the cost of the tax preparation services provided by the affiliated accountant with whom Diversified
works. Fees for other third-party service providers engaged as part of the Elite Services Agreement, with the
exception of third-party advisory programs described herein, will also be included in Diversified's fee for Elite
bundled services. Clients are required to engage affiliated and unaffiliated professional service providers
separately and in their sole discretion.

Financial Consulting Services
Financial consulting services fees are charged on an hourly basis, with hourly fees ranging from $250 to $500,
depending on a number of factors, including the nature and complexity of the client's circumstances and upon
mutual agreement with the client. An estimate of the total hours expected to be expended will be provided to the
client at the start of the engagement. Diversified may collect one-half of the total estimated fee upon execution of
the financial consulting services agreement (if specified in the agreement), with the remaining fee due upon
presentation of a final invoice detailing actual hours expended. At Diversified's sole discretion, the firm may
offset or waive the financial consulting fees to the extent a client engages Diversified for Asset Management
Services.

Asset Management Services
If Diversified provides portfolio management services directly, portfolios are typically custodied at SEI Private
Trust, Schwab, or Fidelity and Diversified's fees are debited directly from the client accounts. In some cases,
another qualified custodian may be utilized and fees will typically be debited from the account held at such
qualified custodian. Fees for these portfolio management services will be specified on the Agreement signed by
the Client at the time of engagement, and Diversified's annual fee will typically not exceed 1.95% of assets under
management. In some limited cases, fees for portfolio management will include limited financial planning
services in addition to portfolio management, and these fees may exceed 1.95% of a client's assets under
management and will be billed as a percentage of assets under management, or on a flat or fixed-fee basis as
indicated on the advisory agreement. Portfolio management fees for multiple client accounts may be householded
and debited from one account, at the client's direction and as specified on the Investment Advisory Agreement. If
a client engages Diversified to provide portfolio management services to include 401k or other outside account
(held-away) assets, the assets will be included in the overall portfolio to which the asset management fee is
applied and a third-party platform will typically be utilized to facilitate the management of these held-away assets
and the debiting of Diversified's asset management fee. See Item 4 for a description of the services provided to
held-away assets. The Investment Advisory Agreement signed by the client will specify the fee structure to
which the client is subject, the assets to which the fee applies, and the account from which the fees will be

debited. Fees will be debited from the client's account as specified, and normal and customary custodial account
statements will be provided to the client. Clients are responsible for verifying the accuracy of the fee calculation.
Portfolio management services offered by Diversified may cost the client more or less than services offered
elsewhere.

Third-Party Advisory/Sub-Advisory Programs
If clients participate in a third-party advisory or sub-advisory program (together "third-party advisor"), specific
third-party fee schedules are included in the offering materials and disclosure brochures provided by the third-
party advisor. Clients may be subject to custodial fees or mutual fund expenses, as disclosed in a third-party
advisor's disclosure brochure. Diversified typically will not have any authority to establish the fee schedule
applicable to a third-party advisor, but the firm does establish its own fee for the advisory services provided in
connection with the third-party advisor program. Diversified's fee will not exceed 1.95% of total assets under
management for a client. Diversified's fee is in addition to any third-party advisor fee, as applicable, and each fee
is disclosed in the program offering materials. While Diversified endeavors to only refer clients to third-party
advisors that it feels charge reasonable fees, the client is responsible for reviewing the fee schedule applicable to
the third-party advisor. The third-party investment advisor will provide clients a disclosure document, which
discloses all applicable fees and expenses. Clients should refer to this disclosure document for specific fee
schedules and termination and refund procedures. The account opening documents and/or agreement signed by
the client for a third-party advisor program, will specify the fee structure to which the client is subject. A third-
party advisor will direct the custodian of assets to debit its fees and Diversified's fees directly from a client
...
Account Minimums and Types of Clients — Form ADV Part 2A (3/22/2026) [Brochure]
Item 7 Types of Clients
Diversified provides investment advisory services to individuals, high-net worth individuals, corporations or
other businesses, pension and profit sharing plans, trust, estates, charitable organizations, and a pooled
investment vehicle. Diversified charges a minimum initial financial planning fee of $500.00, which may be
waived or reduced at the sole discretion of Diversified. For purposes of fees based on assets under management,
Diversified may combine account values for all accounts held by a client.
Sector Form 13F Holdings Value ($M)
Apple Inc 27.3
Nvidia Corp 22.7
Microsoft Corp 14.3
Alphabet Inc 11.0
Amazon Com Inc 9.7
J P Morgan Chase & Co 8.0
Alphabet Inc 7.3
 
 
 
 
Holdings by Sector ($M)
19001520114076038002024202520262027
Type Form D Funds Date Sold AUM
Other Cash Management LP II 2023-03-30 48.4 M
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 1,154 0.4
(b) Individuals (high net worth individuals) 828 2.2
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 1 0.0
(g) Pension and profit sharing plans 11 0.1
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 8 0.0
(n) Other 0 0.0
Total 6,570 2.8
By Discretionary
Discretionary 6,541 2.7
Non-Discretionary 29 0.1
Total 6,570 2.8
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 2.8
Total 6,570 2.8
EDGAR Form CIK 2011 - 2026
13F-HR [0002037264]
Firm Profile (Form ADV)
Discretionary AUM$1.4B
ServesInstitutional, Retail
Comparable Firms State AUM
Fragasso Financial Advisors Inc
PA 2,831.4 M
Mariner Institutional LLC
FL 2,822.3 M
Kaufman Hall Investment Management LLC
TN 2,818.2 M
L 1 Global Wealth LLC
FL 2,810.2 M
First Endowment Development Corp
TX 2,800.2 M
LRI Investments LLC
FL 2,781.2 M
Expand Financial LLC
2,772.2 M
Baystate Wealth Management LLC
KS 2,770.1 M
Barwick & Partners Inc
2,769.8 M
Stegner Investment Associates Inc
KY 2,768.8 M
Terms | Privacy | Providers | Companies | Guide
tony@aum13f.com