Dock Street Asset Management Inc

Item 5 Fees and Compensation
Our Fees
We are a fee-only investment manager. As such, our only income is the fees we charge our clients.

Our fee is 0.70% of household assets on an annual basis.

One fourth of this fee is billed and payable quarterly in advance based on the value of your household
assets on the last day of the previous quarter. While we generally adhere to our standard fee schedule,
at our discretion, we may offer different fee arrangements based on factors such as the total client
relationship, complexity, or other considerations. Legacy clients may be on a historical fee schedule.

We will send you a statement of our advisory fee quarterly. We will deduct our fee directly from your
account through the qualified custodian holding your funds and securities only when you have given
our firm written authorization. The qualified custodian will deliver an account statement to you at least
quarterly showing all disbursements from your account including our fee. You should review all
statements for accuracy.

Either party may terminate the contract upon written notice to the other party. You will incur a pro rata
charge for services rendered prior to the termination of the contract, which means you will incur
advisory fees only in proportion to the number of days in the quarter for which you are a client. If you
have pre-paid advisory fees that we have not yet earned, you will receive a prorated refund of those
fees.

We encourage you to reconcile our statements with the statements you receive from the qualified
custodian.

Additional Fees and Expenses

As part of our investment advisory services to you we may invest in mutual funds and exchange traded
funds. The fees that you pay to our firm for investment advisory services are separate and distinct from
the fees and expenses charged by mutual funds or exchange traded funds (described in each fund's
prospectus) to their shareholders. These fees will generally include a management fee and other fund
expenses. You may also incur transaction charges and/or brokerage fees when purchasing or selling
securities. These charges and fees are typically imposed by the broker-dealer or custodian through
whom your account transactions are executed. We do not share in any portion of the brokerage
fees/transaction charges imposed by the broker-dealer or custodian or fees charged by funds. To fully
understand the total cost you will incur, you should review all the fees charged by mutual funds,
exchange traded funds, our firm, custodians and others. For information on our brokerage practices,
please refer to the Brokerage Practices section of this brochure.

Buying Securities on Margin and Margin Interest
We may use margin loans on client accounts. Each client must sign a separate margin agreement
before margin is extended to that client account. We do not utilize margin for trading purposes but to
manage the cash flow needs of our clients. The use of margin permits us to maintain the securities
portfolio while meeting short term cash needs. We charge investment advisory fees on the net value of
the account. We do not charge advisory fees on the total value or margined value of the account. We
believe that not charging advisory fees on the margined balance of the client account mitigates or
removes any conflict of interest regarding the use of margin. The use of margin will also result in
interest charges.

Daniel Ogden serves as a Managing Member of and Manhattan Atlantic Partners VI, LLC (the General
Partner to Manhattan Atlantic Partners VI, L.P.). The fees charged by this private pooled investment
vehicles are separate and apart from our advisory fees. Please refer to Item 10 below Other Financial
Industry Activities and Affiliations for more detailed information to include conflicts of interest.

Item 7 Types of Clients
We offer investment advisory services to individuals (including high net worth individuals), pension and
profit sharing plans, trusts, estates, charitable organizations, corporations and other types of business
entities.

We generally require a minimum investment of $10 million to establish a client relationship. This
minimum is waived for owners of private businesses with revenue of $10 million or more. We may, at
our discretion, waive this minimum.