Dominari IM LLC

Item 5 – Fees and Compensation
The Series managed by Dominari IM are generally charged a management fee and performance
fee. The amount and manner in which management fees are assessed by Dominari IM are based on
contractually specified percentages set forth in the Advisory Agreements.

The management fee paid by members of each of the Series is a one-time, upfront fee paid to
Dominari Manager LLC (“Dominari Manager”), the manager of the Fund and an affiliate of
Dominari IM, equal to two percent (2.00%) of a member’s initial capital contribution to a Series,
unless otherwise set forth in a Series Advisory Agreement.

        Additional Fees and Expenses

Dominari IM’s fees are charged separately, net of any transaction fees, fund fees or other series
related costs and expenses (which are incurred by the Fund or Series, as the case may be, and may
include legal and accounting costs).

Members are charged an upfront expense fee of up to one percent (1.00%) of each member’s capital
contribution relating the actual out of pocket expenses associated with a particular Series of
interests (the “Series Expenses”). Upon the liquidation of any Series interests, any additional Series
Expenses which may have accrued shall be deducted out of proceeds from such Series interests
(and prior to any distribution of the proceeds to members of such Series). The Series Expenses
cover various expenses relating to the Series, including the Series of interests’ portion of the
reasonable costs, fees, and expenses incurred by or on behalf of the Fund in connection with the

operation of the Fund; including expenses relating to legal, tax, and accounting advice; expenses
incurred by the Fund in connection with the acquisition, holding, or disposition of an investment
relating to the Series of interests; preparation of reports and notices to members of the Series of
interests, and expenses incurred in winding down the Series of interests upon liquidation or
distribution of the assets associated with the Series of interests.

The Fund shall pay or reimburse Dominari IM for all expenses incurred by the Fund in the ordinary
and usual course of business. Costs incurred by the Fund in accordance with its operating agreement
shall be allocated among the interests of the members on a pro rata basis in accordance with their
respective membership percentages.

Dominari IM will pay for its own administrative and overhead expenses incurred in connection
with providing services to the Fund. These expenses include all expenses incurred by Dominari IM
in providing for its normal operating overhead, including, but not limited to, the cost of providing
relevant support and administrative services (e.g., employee compensation and benefits, rent, office
equipment, insurance, utilities, telephone, secretarial and bookkeeping services, etc.).

Item 7 – Types of Clients
Dominari IM provides investment advisory services to pooled investment vehicles. The suitability
requirements for the Series are set forth in the Advisory Agreements of such vehicles.

Investors in the Series are required to meet certain suitability requirements, and thus an investor
must qualify as an “accredited investor” as defined in Rule 501(a) of Regulation D promulgated
under the Securities Act of 1933, as amended, and a “qualified client” as defined in Rule 205-3 of
the Advisers Act, as stated in the offering materials.

Investors in the Fund must meet a minimum initial investment requirement of twenty-five thousand
dollars ($25,000). Dominari Manager may accept lower initial investments in its sole discretion.