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| Dougherty & Associates LLC
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| CRD # | 142284 |
| SEC # | 801-132948 |
| CIK # | 0002109295 |
| AUM | 141.1 M (2026-04-10) |
| Employees | 4 (100% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 352-238-6411 |
| Address | 4048 Deltona Blvd Spring Hill, FL 34606 |
| Source | [IAPD] [EDGAR] [Website] [Facebook] |
| Total AUM ($M) |
|---|
| In the News | |
|---|---|
| Tue, 01 Sep 2026 | NVIDIA Corporation $NVDA Stock Position Trimmed by Dougherty & Associates LLC — MarketBeat |
| CIK | Period |
|---|---|
| 0002109295 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Nvidia Corp | 13.8 | ||
| Royal Caribbean Cruises Ltd | 11.7 | ||
| Alphabet Inc | 7.8 | ||
| Palo Alto Networks Inc | 4.9 | ||
| Apple Inc | 4.5 | ||
| Amazon Com Inc | 4.0 | ||
| Microsoft Corp | 3.1 | ||
| General Electric Co | 2.9 | ||
| Progressive Corp/Oh/ | 2.7 | ||
| Marriott International Inc /MD/ | 2.5 | ||
| Duke Energy Corp | 2.5 | ||
| Facebook Inc | 2.4 | ||
| Consolidated Edison Inc | 2.2 | ||
| Priceline Com Inc | 2.0 | ||
| Alphabet Inc | 1.7 | ||
| Nvent Electric PLC | 1.6 | ||
| Visa Inc | 1.5 | ||
| Southern Co | 1.3 | ||
| Viking Holdings Ltd | 1.2 | ||
| General Dynamics Corp | 1.1 | ||
| Hawaiian Electric Industries Inc | 1.0 | ||
| Thermo Fisher Scientific Inc | 1.0 | ||
| Waste Management Inc | 1.0 | ||
| Home Depot Inc | 0.9 | ||
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| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 32 | 77.1 |
| (b) Individuals (high net worth individuals) | 380 | 62.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 2 | 1.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 414 | 141.1 |
| By Discretionary | ||
| Discretionary | 414 | 141.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 414 | 141.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 141.1 | |
| Total | 414 | 141.1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0002109295] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Pivot Point Advisors LLC
✚
|
TX | 141.7 M |
|
Integrated Financial Consulting LLC
✚
|
NY | 141.5 M |
|
Hawthorn Capital Management LLC
✚
|
141.1 M | |
|
Littlefield Asset Management Inc
✚
|
141.1 M | |
|
Marathon Wealth Partners Inc
✚
|
141.1 M | |
|
Lifeplan Financial LLC
✚
|
MN | 141.0 M |
|
Clement Street Capital LLC
✚
|
IL | 141.0 M |
|
Fortune Financial Group Inc
✚
|
141.0 M | |
|
Immaculate Wealth Management LLC
✚
|
AZ | 140.8 M |
|
Clear Sky Financial LP
✚
|
TX | 140.6 M |