Dougherty & Associates LLC

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Dougherty & Associates LLC
CRD #142284
SEC #801-132948
CIK #0002109295
AUM $141.1 M (2026-04-10)
Employees 4 (100% Investors, 0% Brokers)
Phone352-238-6411
Address4048 Deltona Blvd
Spring Hill, FL 34606
Source [IAPD] [EDGAR] [Website] [Facebook]
Total AUM ($M)
15012090603002010201520212027
CIK Period
0002109295
Sector Form 13F Holdings Value ($M)
Nvidia Corp 13.8
Royal Caribbean Cruises Ltd 11.7
Alphabet Inc 7.8
Palo Alto Networks Inc 4.9
Apple Inc 4.5
Amazon Com Inc 4.0
Microsoft Corp 3.1
General Electric Co 2.9
Progressive Corp/Oh/ 2.7
Marriott International Inc /MD/ 2.5
Duke Energy Corp 2.5
Facebook Inc 2.4
Consolidated Edison Inc 2.2
Priceline Com Inc 2.0
Alphabet Inc 1.7
Nvent Electric PLC 1.6
Visa Inc 1.5
Southern Co 1.3
Viking Holdings Ltd 1.2
General Dynamics Corp 1.1
Hawaiian Electric Industries Inc 1.0
Thermo Fisher Scientific Inc 1.0
Waste Management Inc 1.0
Home Depot Inc 0.9
 
 
 
 
 
 
 
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AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 32 77.1
(b) Individuals (high net worth individuals) 380 62.7
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 2 1.3
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 414 141.1
By Discretionary
Discretionary 414 141.1
Non-Discretionary 0 0.0
Total 414 141.1
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 141.1
Total 414 141.1
EDGAR Form CIK 2011 - 2026
13F-HR [0002109295]
Comparable Firms State AUM ($B)
Pivot Point Advisors LLC
TX 0.1
Integrated Financial Consulting LLC
NY 0.1
Hawthorn Capital Management LLC
0.1
Littlefield Asset Management Inc
0.1
Marathon Wealth Partners Inc
0.1
Lifeplan Financial LLC
MN 0.1
Clement Street Capital LLC
IL 0.1
Fortune Financial Group Inc
0.1
Immaculate Wealth Management LLC
AZ 0.1
Clear Sky Financial LP
TX 0.1
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