Empower Capital Management LLC

Search
⚲

Empower Capital Management LLC ✚
CRD #	107272
SEC #	801-52309
CIK #
AUM	77.96 B (2026-03-31)
Employees	319 (26% Investors, 14% Brokers)
Fees
Minimum
Phone	303-737-1646
Address	8515 East Orchard Road, 2T3 Greenwood Village, CO 80111
Source	[IAPD] [Website]

Total AUM ($B) Copy

Fees and Compensation — Form ADV Part 2A (3/31/2026) [Brochure]
Item 5 – Fees and Compensation and below. The CLOs for which the Adviser acts as collateral manager have a component that is performance based. Once the subordinated notes within the CLOs reach an internal rate of return of 12%, any subsequent payments get paid 80% to the subordinated note holders and 20% to the Adviser. To date, such performance-based component has not been realized by the Adviser.

Fees and Compensation — Form ADV Part 2A (3/31/2026) [Brochure]

Item 5 – Fees and Compensation and below.
The CLOs for which the Adviser acts as collateral manager have a component that is performance
based. Once the subordinated notes within the CLOs reach an internal rate of return of 12%, any
subsequent payments get paid 80% to the subordinated note holders and 20% to the Adviser. To
date, such performance-based component has not been realized by the Adviser.

Account Minimums and Types of Clients — Form ADV Part 2A (3/31/2026) [Brochure]
Item 7 – Types of Clients The Adviser provides portfolio and investment management services to registered and unregistered mutual funds and/or private investment funds (including stable value group annuity and/or group funding agreements), trust programs (including CITs offered by ETC to its clients), and other corporations and institutions. The Adviser generally does not have specific requirements with regard to assets under management or a minimum account size.

Account Minimums and Types of Clients — Form ADV Part 2A (3/31/2026) [Brochure]

Item 7 – Types of Clients
The Adviser provides portfolio and investment management services to registered and unregistered
mutual funds and/or private investment funds (including stable value group annuity and/or group
funding agreements), trust programs (including CITs offered by ETC to its clients), and other
corporations and institutions.
The Adviser generally does not have specific requirements with regard to assets under management
or a minimum account size.

Type	Form D Funds	Date	Sold	AUM
Other	Coli-Vul 10 Investment Division 2 Wells	2012-03-29		56.7 M
Other	Coli-Vul 10 Investment Division 3 Bank United	2012-03-29		120.7 M
Other	Coli-Vul 11 Series Account PIMCO	[2012-03-29]	400.0 M	2.6 M
	Filed 2011-05-25 (D/A) · Exemption 506, 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
Other	Coli-Vul 3 Series Account Huntington	2012-03-29		191.3 M
Other	Coli-Vul 5 Series Account US Bancorp	2012-03-29		546.1 M
Other	Coli-Vul 8 Series Account American Express II	2012-03-29		264.6 M
Other	Coli-Vul 9 Series Account BONY	[2012-03-29]	125.0 M	343.2 M
	Filed 2010-08-09 (D) · Exemption 506, 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
Other	Coli-Vul Managed Fund II Wamco	2012-03-29		146.3 M
Other	Coli-Vul Managed Fund IV ECM	2012-03-29		216.0 M
Other	Coli-Vul Managed Fund V Goldman Sachs	2012-03-29		62.1 M
Other	Coli-Vul Managed Fund VI PIMCO	2012-03-29		629.2 M

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.1
(d) Investment companies	1	44.5
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	8	5.5
(g) Pension and profit sharing plans	65	5.6
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	15	3.7
(j) Other investment advisers	0	0.0
(k) Insurance companies	26	17.3
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	47	1.4
(n) Other	0	0.0
Total	165	78.0
By Discretionary
Discretionary	96	73.0
Non-Discretionary	69	5.0
Total	165	78.0
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		78.0
Total	165	78.0

Form D Directors	Role	# Filings	# Firms	2011 - 2026
Insurance Company Great-West Life Annuity	Promoter	12	2

Firm Profile (Form ADV)
Discretionary AUM	$8.0B
Clients	68
Serves	Institutional

Comparable Firms	State	AUM
Proshare Advisors LLC ✚	MD	85.30 B
Nationwide Fund Advisors ✚	OH	83.14 B
Global X Management Company LLC ✚	NY	83.02 B
Nippon Life Global Investors Americas Inc ✚	NY	82.99 B
Schroder Investment Management North America Ltd ✚		82.55 B
Russell Investments Implementation Services LLC ✚	WA	81.09 B
Galliard Capital Management LLC ✚	MN	80.27 B
Jobs Peak Advisors LLC ✚		73.58 B
John Hancock Variable Trust Advisers LLC ✚	MA	68.59 B
Harbor Capital Advisors Inc ✚	IL	67.64 B

Empower Capital Management LLC

Assets, Funds, Holdings