Empros Capital LLC

Item 5. Fees and Compensation
The fees and expenses that are applicable to an investment in a Client are set forth and agreed to
in each Client’s Governing Documents with the respective Investor. Investors must carefully
review the Governing Documents of the Client in which they are invested or may invest, to review
the specific fees and expenses applicable to their investment. Fees and expenses are generally
deducted from Client Accounts.
Empros at times charges its Clients investment management fees (the “Management Fee”). The
Management Fee for each Client, if applicable, is provided for in such Client’s Governing
Documents and is generally up to 5% of an Investor’s capital contribution.
Moreover, Empros charges $10,000.00, or an amount otherwise set forth in the Governing
Documents, for organizational expenses of the Client (“Organizational Expenses”). The
Organizational Expenses are payable to the Adviser upon execution of the Governing Documents.
The Management Fee and Organizational Expenses may be paid at the discretion of the Adviser
to one of more of the Adviser’s affiliates.

The Clients are subject to an incentive fee or incentive allocation (“Performance Fee”) to the
Adviser. This includes the Adviser at times receiving subordinated shares of a Client or a portfolio
company and at times receiving 20% of all income, gains and losses derived from portfolio
investments subject to the waterfall described in the Client’s Governing Documents and either paid
in-kind or in cash.
In addition, the Managing Member, Mr. Fishman, frequently brokers transactions in securities of
the Clients which at times will be at a mark-up (see Item 10 for additional information). Investors
acknowledge and consent to any such mark-up associated with the purchase of portfolio company
securities in the Governing Documents. Such cash payments from the associated mark-up do not
directly go to the Adviser but rather flows through a FINRA registered broker-dealer, for the
benefit of Mr. Fishman as a registered representative of such broker-dealer. Moreover, rather than
receiving the full mark-up in cash, any portion of the mark-up, at times, will be received in the
form of subordinated shares of the relevant portfolio company. Such subordinated shares will be
held in the applicable Investor’s capital account. The Adviser or an affiliate, at the Adviser’s
discretion, will be able to call the subordinates shares for the ultimate benefit of the Adviser and/or
its affiliates at any time upon an increased valuation event. Please see Item 10 and 12 for additional
information and disclosures.
Some Clients will hold interests in unaffiliated third party-funds (“UAF”) and therefore will hold
indirect interests in shares of the portfolio company securities (“UAF Shares”). In any such case,
the UAF generally charges or imposes a fee including, without limitation, carried interest on its
members pursuant to the UAF’s governing documents. The Client will generally hold a sufficient
number of additional UAF Shares to account for the UAF carried interest. Please see the applicable
Governing Documents for additional information.
The fees described above may be increased or decreased at the sole discretion of the Adviser.
Additional fees, if any, will be disclosed in an Investor’s applicable Governing Documents.
Additionally, Clients shall pay (or reimburse the Adviser or its affiliates for) or will otherwise be
responsible for operating costs and expenses incurred by the Clients, including but not be limited
to: (a) out-of-pocket expenses that are associated with disposing portfolio company securities,
including transactions not completed; (b) extraordinary expenses, if any (such as certain valuation
expenses, costs of litigation, defense and indemnification payments); (c) interest on borrowed
money, investment banking, financing and brokerage fees and expenses, if any; and (d) expenses
associated with a Client’s reporting obligations, tax returns and Schedules K-1, custodial, legal
and insurance expenses; and any taxes, fees or other governmental charges levied against the Fund
and the costs of accounting and legal services associated with any of the foregoing.

Item 7. Types of Clients
As described in Item 4, Empros provides investment management services to private fund Clients,
which in turn are offered to sophisticated investors who are “accredited investors,” “qualified
clients,” and/or “qualified purchasers” as such terms are defined under applicable U.S. securities
laws, rules, and regulations. Please consult the applicable Governing Documents for further details
on minimum capital commitments, if any, and eligibility requirements to invest in a Client.