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| Endicott Capital Management LLC
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|---|---|
| CRD # | 308447 |
| SEC # | 801-127822 |
| CIK # | |
| AUM | 452.6 M (2026-03-26) |
| Employees | 11 (82% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 212-450-8070 |
| Address | 540 Madison Avenue New York, NY 10022 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Endicott Capital II LP | [2023-03-30] | 243.3 M | 152.3 M |
| Filed 2024-06-28 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $919,000 · Revenue Decline to Disclose | ||||
| PE | EGEP Co-Invest II LP | [2022-03-31] | 60.0 M | 47.9 M |
| Offered $59,980,000 · Filed 2022-01-05 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Commission $18,860 · Revenue Decline to Disclose | ||||
| PE | Endicott Capital LP | [2020-03-30] | 95.0 M | 114.6 M |
| Filed 2020-06-19 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 452.6 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3 | 452.6 |
| By Discretionary | ||
| Discretionary | 3 | 452.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3 | 452.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 452.6 | |
| Total | 3 | 452.6 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Wayne Goldstein | Executive Officer | 20 | 4 | |
| Robert Usdan | Executive Officer | 12 | 3 | |
| William Pappas | Executive Officer | 10 | 3 | |
| Michael Chinn | Executive Officer | 8 | 2 | |
| Endicott Growth Equity Management LLC | Promoter | 3 | 2 | |
| Ege GP LLC | Executive Officer | 3 | 2 | |
| Bradley Maneely | Executive Officer | 2 | 2 | |
| Endicott Capital Management LLC | Promoter | 2 | 2 | |
| Ec II GP LLC | Executive Officer | 1 | 1 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.4B |
| Serves | Institutional |
| Fund Types | Private Equity |
| LEI | 2549004MTA6I1NAVWC62 |
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