Equitable Investment Management LLC

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Assets, Funds, Holdings

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Equitable Investment Management LLC
CRD #322513
SEC #801-126365
CIK #0000033250, 0001536185, 0001965856, 0001635626
AUM $1.5 B (2025-03-28)
Employees 69 (16% Investors, 20% Brokers)
Phone212-314-5051
Address1345 Avenue of The Americas
New York, NY 10105
Source [IAPD] [EDGAR] [Website]
Total AUM ($M)
1500120090060030002011201620212026
Sector Form 13F Holdings Value ($B)
iShares Comex Gold Trust 0.1
Microsoft Corp 0.1
HCA Holdings Inc 0.1
Alphabet Inc 0.0
Apple Inc 0.0
Shopify Inc 0.0
Amazon Com Inc 0.0
Perimeter Solutions Sa 0.0
Alphabet Inc 0.0
VISA Inc 0.0
View All
Holdings by Sector ($B)
806448321602012201620212026
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 1 1,486.3
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 16 1,486.3
By Discretionary
Discretionary 16 1,486.3
Non-Discretionary 0 0.0
Total 16 1,486.3
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 1,486.3
Total 16 1,486.3
EDGAR Form CIK 2011 - 2025
13F-HR [0000033250]
13F-NT [0001536185]
10-K [0001635626]
10-Q [0001635626]
3 [0001635626]
4 [0001635626]
8-K [0001635626]
SC 13D [0001635626]
SC 13G [0001635626]
13F-NT [0001965856]
Form 13D/13G Filer Form 13D/13G Subject Filed
Equitable Financial Corp Equitable Financial Corp [2016-02-12]
Maltese Capital Management LLC Equitable Financial Corp [2016-02-09]
Elkhorn Partners Limited Partnership Equitable Financial Corp [2015-12-02]
Form 3/4/5 Subject 2011 - 2025
Westering William B
Equitable Financial Corp.
Wassinger Benedict P Jr
Gdowski Thomas E
Nodgaard Douglas J
Redman Douglas J
Rasmussen Jack E
Price Pamela L
Hedman Gary L
Dugan Vincent J
Ray Darcy M
Richardson David Lee
Fisher Levi D
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