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| ESL Investments Inc
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|---|---|
| CRD # | 157273 |
| SEC # | 801-74266 |
| CIK # | 0001126396 |
| AUM | |
| Employees | 7 (43% Investors, 0% Brokers) |
| Phone | 305-702-2100 |
| Address | 1170 Kane Concourse Bay Harbor Islands, FL 33154 |
| Source | [IAPD] [EDGAR] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | SPE II Partners LP | 2012-11-28 | 81.8 M | |
| HF | SPE I Partners LP | 2012-11-28 | 0.5 M | |
| HF | SPE Master II LP | 2012-11-28 | 105.3 M | |
| HF | SPE Master I LP | 2012-11-28 | 0.6 M | |
| HF | CBL Partners LP | 2012-02-15 | 188.0 M | |
| HF | ESL Investors LLC | 2012-02-15 | 782.0 M | |
| HF | ESL Partners LP | [2012-02-15] | 9,163.4 M | 766.7 M |
| Filed 2012-12-31 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $10,000 · Remaining Indefinite · Duration More than one year · Commission $21,517,000 · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 0.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3 | 0.8 |
| By Discretionary | ||
| Discretionary | 3 | 0.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3 | 0.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.1 | |
| United States Persons | 0.6 | |
| Total | 3 | 0.8 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Adrian Maizey | Executive Officer | 25 | 3 | |
| William Crowley | Executive Officer | 8 | 3 | |
| Edward Lampert | Executive Officer | 3 | 2 | |
| William Harker | Executive Officer | 2 | 2 | |
| Esl Investments Inc | Promoter | 1 | 1 | |
| Rbs Partners LP | Promoter | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-NT | [0001126396] | |
| 3 | [0001126396] | |
| 4 | [0001126396] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $10.6B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Lands' End Inc LE
Common Stock, par value $0.01 per share
|
2021-11-01 | Other | 2,016,167 | $0.00 | |
|
Lands' End Inc LE
Common Stock, par value $0.01 per share
|
2021-11-01 | Other | 819,778 | $0.00 | |
|
AutoNation Inc AN
Common Stock, par value $0.01 per share
|
2021-10-04 | Other | 877,219 | $0.00 | |
|
AutoNation Inc AN
Common Stock, par value $0.01 per share
|
2021-10-04 | Other | 356,591 | $0.00 | |
|
AutoNation Inc AN
Common Stock, par value $0.01 per share
|
2021-09-29 | Sell | 7,840 | $129.17 | 1,012,693 |
|
AutoNation Inc AN
Common Stock, par value $0.01 per share
|
2021-09-29 | Sell | 86,734 | $129.17 | 11,203,431 |
|
AutoNation Inc AN
Common Stock, par value $0.01 per share
|
2021-05-17 | Sell | 1,968 | $106.23 | 209,061 |
|
AutoNation Inc AN
Common Stock, par value $0.01 per share
|
2021-05-10 | Sell | 4,531 | $105.78 | 479,289 |
|
AutoNation Inc AN
Common Stock, par value $0.01 per share
|
2021-05-10 | Sell | 32,847 | $105.78 | 3,474,556 |
|
AutoNation Inc AN
Common Stock, par value $0.01 per share
|
2021-05-03 | Sell | 13,821 | $103.72 | 1,433,514 |
|
AutoNation Inc AN
Common Stock, par value $0.01 per share
|
2021-05-03 | Sell | 133,770 | $103.72 | 13,874,624 |
|
AutoNation Inc AN
Common Stock, par value $0.01 per share
|
2021-04-30 | Sell | 34,351 | $103.49 | 3,554,985 |
|
AutoNation Inc AN
Common Stock, par value $0.01 per share
|
2021-04-30 | Sell | 3,912 | $103.49 | 404,853 |
|
AutoNation Inc AN
Common Stock, par value $0.01 per share
|
2021-04-29 | Sell | 71,593 | $103.38 | 7,401,284 |
|
AutoNation Inc AN
Common Stock, par value $0.01 per share
|
2021-04-29 | Sell | 7,901 | $103.38 | 816,805 |
|
AutoNation Inc AN
Common Stock, par value $0.01 per share
|
2021-04-28 | Sell | 4,148 | $103.05 | 427,451 |
|
AutoNation Inc AN
Common Stock, par value $0.01 per share
|
2021-04-28 | Sell | 40,864 | $103.05 | 4,211,035 |
|
AutoNation Inc AN
Common Stock, par value $0.01 per share
|
2021-04-27 | Sell | 189,769 | $102.42 | 19,436,141 |
|
AutoNation Inc AN
Common Stock, par value $0.01 per share
|
2021-04-27 | Sell | 20,489 | $102.42 | 2,098,483 |
|
AutoNation Inc AN
Common Stock, par value $0.01 per share
|
2021-04-26 | Sell | 94,273 | $103.75 | 9,780,824 |
| showing 20 of 200 most recent transactions | |||||