Fees and Compensation — Form ADV Part 2A (3/23/2022)
[Brochure]
Item 5. Fees and Compensation
The Company is the UCITS Management Company to two UK UCITS sub-funds under the
Eurizon Funds ICVC umbrella.
ESLJ has also been appointed as the delegated investment manager by:
• Eurizon Capital S.A. (a Luxembourg-based sister company within the ECSGR Group) to 5
Luxembourg UCITS sub funds; &
• BG Fund Management Luxembourg S.A. to 1 Luxembourg UCITS sub-fund; &
• Fideuram Asset Management (Ireland) dac to 1 Luxembourg UCITS sub-fund.
When taken collectively the above funds under management are defined as (the “Funds”). None
of these Funds would be considered to be “private funds.” A private fund is considered an issuer
that would be an investment company under the US Investment Company Act of 1940, but for
section 3(c)(1) or 3(c)(7) of that Act. Each of the Funds has a management fee and a
performance fee component, the specifics of which vary based on the share class of the Funds
and are fully described in applicable governing and offering documents for each of the Funds.
The Company (or an affiliate) deducts fees from Fund investor assets invested in the Funds.
Fund investors do not have the ability to be billed directly for fees incurred.
ESLJ also provides advisory services to one UK-based professional investor. This client is
charged a flat quarterly fee, as per the advisory agreement in place.
Certain employees of ESLJ and its affiliates may have investments in the Funds and pay
management and performance fees.
Account Minimums and Types of Clients — Form ADV Part 2A (3/23/2022)
[Brochure]
Item 7. Types of Clients
As described above, ESLJ provides discretionary investment management services to a number
of Funds and segregated mandates that qualify as professional and institutional clients.
Filed 2017-04-18 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose