Fees and Compensation — Form ADV Part 2A (3/10/2015)
[Brochure]
Item 5: Fees and Compensation
FGA is compensated by a percentage of assets under management (hereafter,
“management fee”), payable quarterly in arrears. FGA clients also pay for custodial and
administrative services provided by non-affiliated third-parties, Union Bancaire Privee
(“UBP”), Citco Fund Services (Europe B.V.) (“Citco”) and Kleinwort Benson Fund
Administration (“KB”). FGA clients also bear all other ongoing operating costs and
expenses. Fees are deducted from clients’ assets. More complete information regarding
fees and compensation is provided via private placement memorandum.
The private investment funds FGA organized were primarily marketed with substantial
minimum subscription amounts to a select group of sophisticated, high net worth
individuals (and investment vehicles controlled by, or established for the benefit of, such
persons), investment partnerships and corporations, who generally met the “accredited
investor” standards of Regulation D under the Securities Act of 1933 and the “qualified
purchaser” standards of the Investment Company Act of 1940.
3/10/2015 Page 4 of 9
Fairfield Greenwich Advisors, LLC Form ADV Part 2A - Firm Brochure
Account Minimums and Types of Clients — Form ADV Part 2A (3/10/2015)
[Brochure]
Item 7: Types of Clients
FGA is not soliciting new clients or additional advisory business. FGA does provide
managerial services to private investment funds (i.e., “clients”, or “hedge funds”)
established in the Cayman Islands and in the British Virgin Islands, and serves as general
partner to a private investment fund established in Delaware. These clients were
primarily marketed with substantial minimum subscription amounts to a select group of
sophisticated, high net worth individuals (and investment vehicles controlled by, or
established for the benefit of, such persons), investment partnerships, and corporations,
who generally met the “accredited investor” standards of Regulation D under the
Securities Act of 1933 and the “qualified purchaser” standards of the Investment
Company Act of 1940.