|
⚲
|
| Keyboard |
| Fairlead Asset Management LLC
✚
|
|
|---|---|
| CRD # | 297384 |
| SEC # | 801-122857 |
| CIK # | |
| AUM | 271.6 M (2026-06-26) |
| Employees | 4 (75% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 203-872-6500 |
| Address | 19 East Elm Street Greenwich, CT 06830 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Fees and Compensation — Form ADV Part 2A (8/5/2026) [Brochure] |
|---|
Item 5 Fees and Compensation For its services as sub-adviser to TACK, Fairlead Asset Management LLC receives a percentage of the fund’s net annual management fee, as set forth in the sub-advisory agreement between the adviser to TACK and Fairlead Asset Management LLC. Fees are described in the TACK prospectus, located at: https://www.fairleadfunds.com/tack. |
| Account Minimums and Types of Clients — Form ADV Part 2A (8/5/2026) [Brochure] |
|---|
Item 7 Types of Clients FAM provides investment advisory services exclusively to registered investment companies. Currently, FAM’s sole client is the Fairlead Tactical Sector ETF (TACK), an exchange-traded fund registered under the Investment Company Act of 1940. FAM does not provide advisory services to retail investors, high-net-worth individuals, pension plans, or separately managed accounts. |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 271.6 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1 | 271.6 |
| By Discretionary | ||
| Discretionary | 1 | 271.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1 | 271.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 271.6 | |
| Total | 1 | 271.6 |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional |
| Comparable Firms | State | AUM |
|---|---|---|
|
Teucrium Investment Advisors LLC
✚
|
VT | 277.4 M |
|
Reckoner Capital Management LLC
✚
|
NY | 273.4 M |
|
Advanced Retirement Solutions LLC
✚
|
271.9 M | |
|
Accrued Equities Inc
✚
|
NY | 271.8 M |
|
Baypointe Partners LLC
✚
|
CT | 270.5 M |
|
Foundation Energy Management LLC
✚
|
TX | 270.3 M |
|
Dunn Capital Management LLC
✚
|
FL | 269.0 M |
|
Remora Capital Management LLC
✚
|
TN | 268.6 M |
|
Decathlon Capital Management II LLC
✚
|
UT | 266.7 M |
|
Retirement Planology Inc
✚
|
VA | 265.9 M |