Item 5 Fees and Compensation
Our research consulting services fees are subscription-based and are billed in advance.
Basic Plan - $1,999 annually, or $199 monthly, per user, billed semi-annually or monthly in
advance.
Access Plan - $3,999 annually, or $399 monthly, per user / team (5 max per team), billed semi-
annually in advance.
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Premium Plan - $12,500- $50,000 annually per user / team (5 max per team), billed semi-annually
in advance. The subscription fee for the Premium Plan is negotiable on a case-by-case and is
dependent upon the level and scope of services.
A La Carte - ETF Navigator (weekly) - $799/year billed semi-annually or $79/month;
Cryptocurrency Compass (weekly) - $250/year or $25/month; Idea Generator (weekly) - $75/year
or $9/month.
Upon termination of a subscription, Fairlead Strategies will refund to each client a pro-rated
portion of the subscription fee for advisory services for the remaining period. Subscription fees
for research reports cannot be refunded or pro-rated.
Educational Workshops and Seminars
Our fees for educational workshops and seminars are negotiated on a case-by-case basis depending
on the complexity of the workshop or seminar, number of attendees, scope of the engagement, and
required travel. On occasion, Fairlead Strategies will provide complimentary educational
workshops and seminars for certain industry-affiliated non-profit organizations and their members.
Katie Stockton is a CNBC contributor and is paid $500 for each appearance. In addition, Fairlead
Strategies is also a content provider and provides a weekly chart and analysis and is compensated
$500 each time this information is provided to CNBC.
Additional Fees and Expenses
Fairlead Strategies’ subscription fees do not include brokerage commissions, transaction fees, and
other related costs and expenses which may be incurred by a subscriber who determines to act on
our advice. Clients will incur certain charges imposed by custodians, brokers, third party
investment advisers and other third parties such as fees charged by managers, custodial fees,
deferred sales charges, odd-lot differentials, transfer taxes, wire transfer and electronic fund fees,
and other fees and taxes on brokerage accounts and securities transactions.
Mutual funds and ETFs also charge internal management fees, which are disclosed in a fund’s
prospectus. Such charges, fees and commissions are exclusive of and in addition to Fairlead
Strategies’ fee, and we do not receive any portion of these charges, commissions, fees, and costs.