Fairway Capital Advisors LLC

Item 5: Fees & Compensation

Compensation for Our Advisory Services

Comprehensive Portfolio Management:

The maximum annual fee charged for this service will not exceed 2.00%. Fees to be assessed will be
outlined in the advisory agreement to be signed by the Client. Our firm bills on cash unless indicated
otherwise in writing. Annualized fees are billed on a pro-rata basis monthly in advance based on the
statement-account balance of the account(s) during the previous month. Fees are negotiable and will
be deducted from client account(s). Our firm does not offer direct invoicing. As part of this process,
Clients understand the following:

         a) Clients must provide our firm with written authorization permitting direct payment of
            advisory fees from their account(s) maintained by a custodian who is independent of our
            firm;
         b) Our firm sends monthly statements to the client showing the fee amount, the value of the
            assets upon which the fee is based, and the specific manner in which the fee is calculated

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            as well as disclosing that it is the client’s responsibility to verify the accuracy of fee
            calculation, and that the custodian does not determine its accuracy; and;
         c) The account custodian sends a statement to the client, at least quarterly, showing all
            account disbursements, including advisory fees.

    Clients utilizing the SMA services of a third-party investment advisory firm or individual will be
    charged a separate advisory fee by the selected third-party money manager. This fee shall be in
    addition to the advisory fee charged by our firm. The maximum combined annual advisory fee
    charged to the client by our firm and any third-party money manager will not exceed 3.00%. Our
    firm will debit fees for this service as disclosed in the executed advisory agreement between the
    client and our firm. The third-party money managers we recommend will not directly charge you
    a higher fee than they would have charged without introducing you to them. Third-party money
    managers establish and maintain their own separate billing processes over which we have no
    control. Their billing processes will be described in their separate written disclosure documents.

Financial Planning & Consulting:

Our firm charges on a flat fee basis for financial planning and consulting services. The total estimated
fee, as well as the ultimate fee charged, is based on the scope and complexity of our engagement with
the client. Flat fees range from $500 to $50,000. Our firm requires full payment upon signing an
advisory agreement for financial planning and consulting services. Our firm will not require a
retainer exceeding $500 when services cannot be rendered within 6 months. Fees for standalone
Financial Planning & consulting will be made on a case-by-case basis. Generally, our firm will directly
invoice or deduct from a managed account. Exact fee-paying arrangements are stipulated in the
advisory agreement provided to clients. For more information regarding the deduction of advisory
fees, please see Item 15: Custody.

Retirement Plan Consulting:

Our firm charges a fee based on the percentage of Plan assets under management for Retirement Plan
Consulting services. The annual fee will not exceed 1.50%. The fee-paying arrangements will be
determined on a case-by-case basis and will be detailed in the signed consulting agreement.
Generally, our firm will allow for different billing options that consist of monthly, quarterly, in
advance, or in arrears, based the time-weighted daily average or on the last day of the previous billing
period. In addition, clients may be charged by direct invoice or deducting from the Plan’s assets. Exact
If clients are charged based on a percentage of assets under management, the fees incurred may be
directly deducted by our firm. For more information regarding deduction of advisory fees, please see

Item 7: Types of Clients & Account Requirements

Our firm does not impose requirements for opening and maintaining accounts or otherwise engaging
us. However, written financial plans are typically assessed a minimum fee of $500.

Our firm has the following types of clients:
    •    Individuals and High Net Worth Individuals;

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    •    Trusts, Estates or Charitable Organizations;
    •    Pension and Profit-Sharing Plans; &