Fairway Wealth LLC

Item 5:    Fees and Compensation

Wealth Management Fees
When clients wish to engage us for Wealth Management Services, they will be required to sign an
advisory agreement. This agreement describes our services, responsibilities, fees, and general business
terms.

We will usually charge an asset-based fee for our services, payable quarterly in advance. While we
recognize there is the potential for an inherent conflict of interest when fees are asset-based (for example,
recommending investment of portfolio assets rather than using them to pay off a mortgage), our Code of
Ethics and internal policies and procedures require that we put clients' interests ahead of our own.

Our standard asset-based fee schedule for new clients, charged as a percentage of assets under
management, is as follows and applies to all clients, including those receiving Next-Gen services:

       Assets Under Management                   Annual Fee
       First $2 million                          1.00% per year
       Next $3 million                           0.75% per year
       Next $5 million                           0.50% per year
       Amounts above $10 million                 0.25% per year

There are situations where fees may be charged as a fixed annual retainer in lieu of an asset-based fee.
Typically, these situations arise where charging fees based on a percentage of assets is not feasible, or
the asset-based fee is not otherwise commensurate with the scope and needs of a particular client. The
amount of any fixed annual retainer will be based on a variety of factors, including client size, complexity,
and services requested, and will be reviewed on an annual basis.
Cash, accrued interest and the value of any securities held on margin are included for billing purposes,
unless the Firm determines otherwise, in its sole discretion. For certain clients, we charge an advisory
fee for services provided to the held-away accounts mentioned above in Item 4, just as we do with client
accounts that are not held away . We charge such clients the same fee rates as those we charge for
managing accounts that are not held away. The specific fee schedule charged by us is provided in the
client’s investment advisory agreement with us.

There may also be limited situations when fees are charged on an hourly basis for a specific project. Any
such fee arrangement will be documented in a separate service agreement to be signed by the client.
Hourly fees may range from $100 to $400 per hour, based on the nature and complexity of the
engagement and the associated professional of the firm who is providing the service. Any hourly fees will
be billed periodically as services are performed.

Our minimum annual fee for ongoing wealth management services is $15,000, which equates to the
asset-based fee of a $1.5 million portfolio under our standard fee schedule. Although we have
established the aforementioned fee schedule, we retain the sole discretion to charge a lesser fee and/or
reduce or waive our stated minimum, based upon certain criteria. These criteria include the complexity
of the client, assets to be placed under management, anticipated future additional assets, related
accounts and account composition, among other factors. In addition, existing clients are subject to legacy

schedules or agreed upon fees specified in their agreements with us. The specific annual fee schedule
for each client is identified in our advisory agreement between Fairway Wealth Management and the
client. Please Note: If you maintain less than $1.5 million of assets under our advisement and are subject
to the $15,000 annual minimum fee, you will pay a higher percentage annual fee than the 1.0% referenced
in the above fee schedule.
We also may group certain related clients for the purposes of achieving the minimum account size
requirements and determining the annualized fee.
Companies and Company Sponsored Retirement Plan Fees
As with our Wealth Management Services, all services provided to companies and company-sponsored
retirement plans require a signed advisory agreement describing our services, responsibilities, fees, and
general business terms. We will charge either a fixed retainer or an asset-based fee for services to
company or retirement plan clients. Given the varying nature of these relationships, we do not have a
standard fee schedule that applies when a company is the client, rather fees are negotiated on a case-
by-case basis.
Fairway Wealth Management is deemed to be a fiduciary to advisory clients that are employee benefit
plans pursuant to the Employee Retirement Income and Securities Act ("ERISA"). As such, our firm is
subject to specific duties and obligations under ERISA that include among other things, restrictions
concerning certain forms of compensation. To avoid engaging in prohibited transactions, Fairway Wealth
Management may only charge fees for investment advice about products for which our firm and/or our
related persons do not receive any commissions or 12b-1 fees. As it is our practice to never accept any
commissions or any other form of product-related compensation, we consistently abide by these
prohibited transaction rules.

UPTIQ Treasury & Credit Solutions

We offer clients the option of obtaining certain financial solutions from unaffiliated third-party financial
institutions through UPTIQ Treasury & Credit Solutions, LLC (together with UPTIQ, Inc. and its affiliates,
“UPTIQ”). Focus Financial Partners, LLC (“Focus”) is a minority investor in UPTIQ, Inc. UPTIQ is
compensated by sharing in the revenue earned by such third-party financial institutions for serving our
clients. Although the revenue paid to UPTIQ benefits UPTIQ Inc.’s investors, including Focus, our parent
company, no Focus affiliate will receive any compensation from UPTIQ that is attributable to our clients’
transactions. Further information on this conflict of interest is available in Item 10 of this Brochure.

Focus Risk Solutions
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Item 7:   Types of Clients

Fairway Wealth Management provides advisory services to the following types of clients, as defined by
the SEC:
   •   High net worth individuals (defined as clients where we manage at least $750,000 of assets, or
       with a net worth of at least $1.5 million)
   •   Individuals (other than high net worth individuals)
   •   Pension and profit-sharing plans (other than plan participants)
   •   Corporations or other businesses
As previously disclosed in Item 5, our firm has established certain initial minimum fee requirements for
our clients. For a more detailed understanding of those requirements, and the circumstances in which
such minimums can be waived, please review the disclosures provided in Item 5.