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| Falcon Investment Advisors LLC
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| CRD # | 161548 |
| SEC # | 801-73626 |
| CIK # | |
| AUM | 3,270.5 M (2026-03-30) |
| Employees | 33 (64% Investors, 0% Brokers) |
| Phone | 617-412-2700 |
| Address | 116 Huntington Avenue Boston, MA 02116 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | FPCO VII Investor SPV I LP | 2026-03-30 | 7.6 M | |
| PE | Falcon Private Credit Opportunities VII LP | [2023-03-31] | 345.8 M | 64.6 M |
| Offered $1,000,000,000 · Filed 2025-11-12 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining $654,159,167 · Duration More than one year · Commission $122,299 · Revenue Not Applicable | ||||
| PE | Falcon Private Credit Opportunities VII Luxembourg SCSP | [2023-03-31] | 345.8 M | 112.8 M |
| Offered $1,000,000,000 · Filed 2025-11-12 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining $654,159,167 · Duration More than one year · Commission $122,299 · Revenue Not Applicable | ||||
| PE | Falcon Private Credit Opportunities VI LP | [2020-03-24] | 1,237.0 M | 1,037.1 M |
| Offered $1,375,000,000 · Filed 2020-05-20 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Minimum $550,000 · Remaining $138,050,000 · Duration More than one year · Revenue Not Applicable | ||||
| PE | Falcon Structured Equity Partners LP | [2019-03-20] | 263.5 M | 255.7 M |
| Offered $600,000,000 · Filed 2019-06-17 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining $336,529,814 · Duration More than one year · Revenue Not Applicable | ||||
| PE | Falcon Strategic Partners V LP | [2016-03-28] | 459.0 M | |
| Offered $1,250,000,000 · Filed 2015-11-03 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Minimum $5,000,000 · Remaining $1,250,000,000 · Duration One year or less · Revenue Not Applicable | ||||
| PE | Falcon Strategic Partners IV LP | [2013-03-22] | 42.0 M | 234.5 M |
| Offered $150,000,000 · Filed 2013-12-06 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Minimum $5,000,000 · Remaining $108,000,000 · Duration One year or less · Revenue Not Applicable | ||||
| PE | Falcon Mezzanine Partners II LP | 2012-02-14 | 6.6 M | |
| PE | Falcon Mezzanine Partners LP | 2012-02-14 | 23.8 M | |
| PE | Falcon Strategic Partners III LP | [2012-02-14] | 661.0 M | 83.7 M |
| Offered $850,000,000 · Filed 2009-06-04 (D/A) · Exemption 506, 3(c), 3(c)(7) · Remaining $189,007,519 · Duration One year or less · Revenue Not Applicable | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 14 | 3.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 14 | 3.3 |
| By Discretionary | ||
| Discretionary | 14 | 3.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 14 | 3.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.3 | |
| United States Persons | 3.0 | |
| Total | 14 | 3.3 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Sandeep Alva | Director, Executive Officer | 15 | 3 | |
| Eric Rogoff | Executive Officer | 13 | 3 | |
| Steven Gutman | Executive Officer | 11 | 3 | |
| Anju Mathoora | Director | 4 | 3 | |
| Eric Lie | Executive Officer | 3 | 3 | |
| Sascha Groll | Executive Officer | 3 | 3 | |
| Omi Partnership Holdings Ltd | Director | 3 | 3 | |
| John Schnabel | Director, Executive Officer | 16 | 2 | |
| William Kennedy Jr | Executive Officer | 12 | 2 | |
| William Kennedy | Executive Officer | 10 | 2 | |
| View All | ||||
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $1.7B |
| Serves | Institutional |
| Fund Types | Private Equity |
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