|
⚲
|
| Message |
|---|
| Happy Holidays!! thanks for using AUM13F!! |
| Falcon Investment Advisors LLC
✚
|
|
|---|---|
| CRD # | 161548 |
| SEC # | 801-73626 |
| CIK # | |
| AUM | $3.5 B (2025-03-31) |
| Employees | 30 (60% Investors, 0% Brokers) |
| Phone | 617-412-2700 |
| Address | 21 Custom House Street Boston, MA 02110 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | Falcon Private Credit Opportunities VII LP | [2023-03-31] | 210.2 | 62.9 |
| PE | Falcon Private Credit Opportunities VII Luxembourg SCSP | [2023-03-31] | 210.2 | 100.2 |
| PE | Falcon Private Credit Opportunities VI LP | [2020-03-24] | 1,237.0 | 1,141.1 |
| PE | Falcon Structured Equity Partners LP | [2019-03-20] | 15.0 | 248.1 |
| PE | Falcon Strategic Partners V LP | [2016-03-28] | 842.6 | 506.3 |
| PE | Falcon Strategic Partners IV LP | [2013-03-22] | 590.0 | 352.8 |
| PE | Falcon Mezzanine Partners II LP | 2012-02-14 | 6.6 | |
| PE | Falcon Mezzanine Partners LP | 2012-02-14 | 23.8 | |
| PE | Falcon Strategic Partners III LP | [2012-02-14] | 661.0 | 114.1 |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 13 | 3.5 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 13 | 3.5 |
| By Discretionary | ||
| Discretionary | 13 | 3.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 13 | 3.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.1 | |
| United States Persons | 3.4 | |
| Total | 13 | 3.5 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 | |
|---|---|---|---|---|
| Sandeep Alva | 15 | |||
| Eric Rogoff | 13 | |||
| Steven Gutman | 11 | |||
| Anju Mathoora | 4 | |||
| Eric Lie | 3 | |||
| Sascha Groll | 3 | |||
| OMI Partnership Holdings Ltd | 3 | |||
| John Schnabel | 16 | |||
| William Kennedy Jr | 12 | |||
| William Kennedy | 10 | |||
| View All | ||||
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Truarc Partners LP
✚
|
NY | 3.5 |
|
QUID Capital Group Holdings LLC
✚
|
CA | 3.5 |
|
PNC TC LLC
✚
|
KY | 3.5 |
|
Blue Wolf Capital Partners LLC
✚
|
NY | 3.5 |
|
ONCAP Management Partners LP
✚
|
3.5 | |
|
Garnett Station Partners LLC
✚
|
NY | 3.4 |
|
NSV II Management Company LLC
✚
|
PA | 3.4 |
|
Prysm Capital LP
✚
|
NJ | 3.4 |
|
Gauge Capital LLC
✚
|
TX | 3.4 |
|
TW-IM LLC
✚
|
TX | 3.4 |