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| Happy Holidays!! thanks for using AUM13F!! |
| FCA Corp
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| CRD # | 110658 |
| SEC # | 801-20514 |
| CIK # | 0001166402, 0001513153, 0000736894 |
| AUM | $525.7 M (2024-12-24) |
| Employees | 17 (65% Investors, 0% Brokers) |
| Phone | 713-781-2856 |
| Address | 791 Town Country Blvd Houston, TX 77024-3925 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Stryker Corp | 5.3 | ||
| Amgen Inc | 5.1 | ||
| International Business Machines Corp | 4.4 | ||
| Valmont Industries Inc | 4.3 | ||
| Apple Inc | 4.2 | ||
| Microsoft Corp | 4.1 | ||
| Lowes Companies Inc | 4.1 | ||
| CSX Corp | 4.0 | ||
| Allstate Corp | 3.9 | ||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| Other | Africap LLC | 2011-12-21 | 42.0 | |
| RE | Global REIT LP | 2011-12-21 | 1.5 | |
| RE | Nashville Properties Inc | [2011-12-21] | 0.1 | 0.5 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 82 | 30.7 |
| (b) Individuals (high net worth individuals) | 81 | 387.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 5 | 58.4 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 48.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 543 | 525.7 |
| By Discretionary | ||
| Discretionary | 495 | 467.0 |
| Non-Discretionary | 48 | 58.7 |
| Total | 543 | 525.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.2 | |
| United States Persons | 524.5 | |
| Total | 543 | 525.7 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| John Haley | 11 | ||
| Robert Scharar | 5 | ||
| William Levay | 3 | ||
| Karen John | 2 | ||
| Gregory Cannella | 1 | ||
| Steve Crawford | 1 | ||
| Ike Monty | 1 | ||
| Ruth Willars | 1 | ||
| Dean Wasserman | 1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001166402] | |
| SC 13G | [0001166402] | |
| 10-K | [0001513153] | |
| 10-Q | [0001513153] | |
| 3 | [0001513153] | |
| 4 | [0001513153] | |
| 8-K | [0001513153] | |
| SC 13G | [0001513153] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| FCA Corp /TX | iShares Trust | [2012-06-07] |
| Fiat S P A | Chrysler Group LLC | [2012-02-13] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Regis Metro Associates Inc
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|
CA | 0.7 |
|
Acumen Wealth Advisors LLC
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|
TN | 0.6 |
|
Trevian Wealth Management LLC
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|
0.5 | |
|
Apex Financial Advisors Inc
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PA | 0.5 |
|
Marshall & Sullivan Inc
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WA | 0.5 |
|
Stony Point Wealth Management Inc
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VA | 0.4 |
|
CWC Advisors LLC
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|
OR | 0.4 |
|
Holcombe Financial Inc
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|
GA | 0.4 |
|
Fairbanks Capital Management Inc
✚
|
CA | 0.4 |
|
Integrated Capital Management LLC
✚
|
MI | 0.4 |