|
⚲
|
| Keyboard |
| FCA Corp
✚
|
|
|---|---|
| CRD # | 110658 |
| SEC # | 801-20514 |
| CIK # | 0001513153 |
| AUM | 623.1 M (2026-02-17) |
| Employees | 17 (65% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 713-781-2856 |
| Address | 791 Town Country Blvd Houston, TX 77024-3925 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | Africap LLC | 2011-12-21 | 106.2 M | |
| RE | Global REIT LP | 2011-12-21 | 1.5 M | |
| RE | Nashville Properties Inc | [2011-12-21] | 0.1 M | 0.5 M |
| Offered $600,100 · Filed 2009-11-05 (D) · Exemption 506 · Minimum $10,590 · Remaining $546,444 · Duration One year or less · Revenue $1 - $1,000,000 | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 91 | 31.3 |
| (b) Individuals (high net worth individuals) | 84 | 422.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 5 | 59.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 110.7 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 563 | 623.1 |
| By Discretionary | ||
| Discretionary | 526 | 494.2 |
| Non-Discretionary | 37 | 128.9 |
| Total | 563 | 623.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 2.4 | |
| United States Persons | 620.8 | |
| Total | 563 | 623.1 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| John Haley | Director | 11 | 3 | |
| Robert Scharar | Executive Officer | 5 | 2 | |
| William Levay | Executive Officer | 3 | 2 | |
| Karen John | Director | 2 | 2 | |
| Gregory Cannella | Executive Officer | 1 | 1 | |
| Steve Crawford | Executive Officer | 1 | 1 | |
| Ike Monty | Director | 1 | 1 | |
| Ruth Willars | Executive Officer | 1 | 1 | |
| Dean Wasserman | Director | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0001513153] | |
| 10-Q | [0001513153] | |
| 3 | [0001513153] | |
| 4 | [0001513153] | |
| 8-K | [0001513153] | |
| SC 13G | [0001513153] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Fiat S P A | Chrysler Group LLC | [2012-02-13] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.3B |
| Clients | 7 (2 non-US) |
| Serves | Institutional, Retail |
| Fund Types | Real Estate |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Archer Aviation Inc ACHR
Class A Common Stock
|
2024-12-11 | Buy | 751,879 | $6.65 | 4,999,995 |
|
Archer Aviation Inc ACHR
Class A Common Stock
|
2024-08-08 | Buy | 2,982,089 | $3.35 | 9,989,998 |
|
Archer Aviation Inc ACHR
Class A Common Stock
|
2024-07-01 | Buy | 17,401,153 | $3.16 | 54,987,643 |
|
Archer Aviation Inc ACHR
Class A Common Stock
|
2024-03-15 | Buy | 740,500 | $5.20 | 3,850,600 |
|
Archer Aviation Inc ACHR
Class A Common Stock
|
2024-03-15 | Buy | 9,500 | $4.92 | 46,740 |
|
Archer Aviation Inc ACHR
Class A Common Stock
|
2024-03-14 | Buy | 326,824 | $5.07 | 1,656,998 |
|
Archer Aviation Inc ACHR
Class A Common Stock
|
2024-03-14 | Buy | 423,176 | $4.93 | 2,086,258 |
|
Archer Aviation Inc ACHR
Class A Common Stock
|
2024-03-13 | Buy | 800,000 | $5.36 | 4,288,000 |
|
Archer Aviation Inc ACHR
Class A Common Stock
|
2024-03-12 | Buy | 463,581 | $4.93 | 2,285,454 |
|
Archer Aviation Inc ACHR
Class A Common Stock
|
2024-03-12 | Buy | 336,419 | $5.06 | 1,702,280 |
|
Archer Aviation Inc ACHR
Class A Common Stock
|
2024-03-11 | Buy | 800,000 | $4.83 | 3,864,000 |
|
Archer Aviation Inc ACHR
Class A Common Stock
|
2024-03-08 | Buy | 800,000 | $4.60 | 3,680,000 |
|
Archer Aviation Inc ACHR
Class A Common Stock
|
2024-03-07 | Buy | 700,000 | $4.28 | 2,996,000 |
|
Archer Aviation Inc ACHR
Class A Common Stock
|
2024-03-06 | Buy | 1,073,583 | $4.32 | 4,637,879 |
|
Archer Aviation Inc ACHR
Class A Common Stock
|
2024-03-05 | Buy | 900,000 | $4.22 | 3,798,000 |
|
Archer Aviation Inc ACHR
Class A Common Stock
|
2024-03-04 | Buy | 930,000 | $4.51 | 4,194,300 |
|
Archer Aviation Inc ACHR
Class A Common Stock
|
2023-10-16 | Buy | 12,313,234 | $5.68 | 69,939,169 |
|
FCA US LLC NONE
Deferred Phantom Shares · derivative
|
2012-04-30 | Option exercise | 10,093.20 | $0.00 | |
|
FCA US LLC NONE
Deferred Phantom Shares · derivative
|
2012-04-30 | Option exercise | 2,107.80 | $0.00 | |
|
FCA US LLC NONE
Class A Membership Interests
|
2012-04-30 | Option exercise | 9.32 | ||
| showing 20 of 95 most recent transactions | |||||
| Comparable Firms | State | AUM |
|---|---|---|
|
Westwind Capital
✚
|
NM | 795.9 M |
|
G2 Capital Management LLC
✚
|
OH | 756.5 M |
|
Towercrest Capital Management LLC
✚
|
PA | 717.6 M |
|
Acumen Wealth Advisors LLC
✚
|
TN | 638.5 M |
|
Regis Metro Associates Inc
✚
|
CA | 617.8 M |
|
Trevian Wealth Management LLC
✚
|
615.5 M | |
|
Stony Point Wealth Management Inc
✚
|
VA | 506.1 M |
|
Holcombe Financial Inc
✚
|
GA | 451.6 M |
|
Private Wealth Advisors LLC
✚
|
CA | 451.2 M |
|
CWC Advisors LLC
✚
|
OR | 445.3 M |