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| Ferro Investment Management LLC
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|---|---|
| CRD # | 171005 |
| SEC # | 801-79658 |
| CIK # | 0000035214 |
| AUM | |
| Employees | 1 (100% Investors, 0% Brokers) |
| Phone | 973-615-7327 |
| Address | 17 John Street Chatham, NJ 07928 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Ferro Core Fund LP | 2014-04-17 | 0.8 M |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 7 | 27.5 |
| By Discretionary | ||
| Discretionary | 7 | 27.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 7 | 27.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 27.5 | |
| Total | 7 | 27.5 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0000035214] | |
| 10-Q | [0000035214] | |
| 3 | [0000035214] | |
| 4 | [0000035214] | |
| 5 | [0000035214] | |
| 8-K | [0000035214] | |
| SC 13D | [0000035214] | |
| SC 13G | [0000035214] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Ferro Corp | |
| Lorber David A | |
| Vargo Ronald P | |
| Henke Andrew T | |
| Schlater Benjamin | |
| Thomas Peter T | |
| Ogilvie Marran H | |
| Spizzo Allen A | |
| Duesenberg Mark Hugo | |
| Ross Andrew M | |
| View All | |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Ferro Corp FOE
Stock Options · derivative
|
2022-04-21 | Disposed to issuer | 7,500 | $6.90 | 51,750 |
|
Ferro Corp FOE
Stock Options · derivative
|
2022-04-21 | Disposed to issuer | 148,200 | $4.11 | 609,102 |
|
Ferro Corp FOE
Restricted Stock Units · derivative
|
2022-04-21 | Disposed to issuer | 26,200 | $22.00 | 576,400 |
|
Ferro Corp FOE
Phantom Shares · derivative
|
2022-04-21 | Disposed to issuer | 129.35 | $22.00 | 2,846 |
|
Ferro Corp FOE
Performance Share Units · derivative
|
2022-04-21 | Grant | 4,169.90 | $22.00 | 91,738 |
|
Ferro Corp FOE
Common Stock
|
2022-04-21 | Disposed to issuer | 9,000 | $22.00 | 198,000 |
|
Ferro Corp FOE
Performance Share Units · derivative
|
2022-04-21 | Grant | 17,325 | $22.00 | 381,150 |
|
Ferro Corp FOE
Restricted Stock Units · derivative
|
2022-04-21 | Disposed to issuer | 49,880 | $22.00 | 1,097,360 |
|
Ferro Corp FOE
Stock Options · derivative
|
2022-04-21 | Disposed to issuer | 13,733 | $7.73 | 106,156 |
|
Ferro Corp FOE
Common Stock
|
2022-04-21 | Disposed to issuer | 22,000 | $22.00 | 484,000 |
|
Ferro Corp FOE
Performance Share Units · derivative
|
2022-04-21 | Grant | 13,167 | $0.00 | |
|
Ferro Corp FOE
Restricted Stock Units · derivative
|
2022-04-21 | Disposed to issuer | 2,533 | $22.00 | 55,726 |
|
Ferro Corp FOE
Phantom Shares · derivative
|
2022-04-21 | Disposed to issuer | 163,079.34 | $22.00 | 3,587,745 |
|
Ferro Corp FOE
Common Stock
|
2022-04-21 | Disposed to issuer | 9,953 | $22.00 | 218,966 |
|
Ferro Corp FOE
Restricted Stock Units · derivative
|
2022-04-21 | Disposed to issuer | 10,958 | $22.00 | 241,076 |
|
Ferro Corp FOE
Restricted Stock Units · derivative
|
2022-04-21 | Disposed to issuer | 1,333 | $22.00 | 29,326 |
|
Ferro Corp FOE
Common Stock
|
2022-04-21 | Disposed to issuer | 2,000 | $22.00 | 44,000 |
|
Ferro Corp FOE
Stock Options · derivative
|
2022-04-21 | Disposed to issuer | 21,600 | $7.73 | 166,968 |
|
Ferro Corp FOE
Common Stock
|
2022-04-21 | Disposed to issuer | 1,170.70 | $22.00 | 25,755 |
|
Ferro Corp FOE
Stock Options · derivative
|
2022-04-21 | Disposed to issuer | 165,600 | $6.90 | 1,142,640 |
| showing 20 of 200 most recent transactions | |||||