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| FI3 Financial Advisors LLC
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|---|---|
| CRD # | 168005 |
| SEC # | 801-113218 |
| CIK # | 0001862427 |
| AUM | $1.1 B (2026-06-30) |
| Employees | 21 (100% Investors, 0% Brokers) |
| Phone | 317-426-8800 |
| Address | 8900 Keystone Crossing Indianapolis, IN 46240 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Lilly Eli & Co | 14.3 | ||
| Apple Inc | 11.2 | ||
| Nvidia Corp | 8.4 | ||
| Alphabet Inc | 6.2 | ||
| Microsoft Corp | 6.1 | ||
| Amazon Com Inc | 5.3 | ||
| Broadcom Inc | 3.0 | ||
| Facebook Inc | 2.4 | ||
| J P Morgan Chase & Co | 2.2 | ||
| Tesla Motors Inc | 2.2 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | FI3 Capital Private Equity 2025 LP | [2025-09-12] | 30.6 | 0.0 |
| Other | FI3 Capital Private Equity 2024 LP | [2025-03-20] | 29.3 | 5.4 |
| PE | FI3 Capital Private Equity 2024 LP | 2024-03-06 | 0.0 | |
| PE | FI3 - ACP Fund 2022 LP | 2022-08-18 | 6.0 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 63 | 30.2 |
| (b) Individuals (high net worth individuals) | 183 | 1,070.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 2 | 8.2 |
| (h) Charitable organizations | 7 | 26.6 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 3 | 3.8 |
| (n) Other | 0 | 0.0 |
| Total | 1,643 | 1,138.9 |
| By Discretionary | ||
| Discretionary | 1,419 | 975.3 |
| Non-Discretionary | 224 | 163.6 |
| Total | 1,643 | 1,138.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,138.9 | |
| Total | 1,643 | 1,138.9 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Brendan Lake | 138 | 19 | ||
| OPTO Custom GP 2023 LLC | 14 | 3 | ||
| OPTO Investment Management LLC | 14 | 3 | ||
| FI3 Financial Advisors LLC | 1 | 1 | ||
| PPB FI3 CPE MGT LLC | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001862427] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Newport Capital Group LLC
✚
|
NJ | 1.3 |
|
McDonald Partners LLC
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OH | 1.3 |
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Henry H Armstrong Associates Inc
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PA | 1.2 |
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Premier Path Wealth Partners LLC
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Element Pointe Advisors LLC
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Berkeley Capital Partners LLC
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GA | 1.1 |
|
Hunter Perkins Capital Management LLC
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IL | 1.1 |
|
Trinity Alps Capital Partners LP
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CA | 1.1 |
|
Freedom 3 Capital LLC
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NY | 1.1 |
|
Meg Green & Associates Inc
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FL | 1.0 |