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| Happy Holidays!! thanks for using AUM13F!! |
| FI3 Financial Advisors LLC
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| CRD # | 168005 |
| SEC # | 801-113218 |
| CIK # | 0001862427 |
| AUM | $928.4 M (2025-04-09) |
| Employees | 20 (100% Investors, 0% Brokers) |
| Phone | 317-426-8800 |
| Address | 8900 Keystone Crossing Indianapolis, IN 46240 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Lilly Eli & Co | 11.5 | ||
| Apple Inc | 8.3 | ||
| Nvidia Corp | 5.3 | ||
| Microsoft Corp | 5.3 | ||
| Hillenbrand Inc | 5.2 | ||
| Amazon Com Inc | 4.0 | ||
| Alphabet Inc | 2.7 | ||
| Facebook Inc | 2.5 | ||
| J P Morgan Chase & Co | 1.9 | ||
| Broadcom Inc | 1.9 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | FI3 Capital Private Equity 2024 LP | [2025-03-20] | 29.3 | 29.3 |
| PE | FI3 Capital Private Equity 2024 LP | 2024-03-06 | 0.0 | |
| PE | FI3 - ACP Fund 2022 LP | 2022-08-18 | 7.5 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 53 | 17.3 |
| (b) Individuals (high net worth individuals) | 179 | 886.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 2 | 6.6 |
| (h) Charitable organizations | 6 | 17.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2 | 1.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,597 | 928.4 |
| By Discretionary | ||
| Discretionary | 1,385 | 790.8 |
| Non-Discretionary | 212 | 137.7 |
| Total | 1,597 | 928.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 928.4 | |
| Total | 1,597 | 928.4 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Brendan Lake | 120 | ||
| FI3 Financial Advisors LLC | 1 | ||
| PPB FI3 CPE MGT LLC | 1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001862427] |
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|---|---|---|
|
Pharos Capital Group LLC
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TN | 1.1 |
|
Shade Tree Advisors LLC
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|
NY | 1.0 |
|
Hunter Perkins Capital Management LLC
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IL | 1.0 |
|
Berkeley Capital Partners LLC
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GA | 1.0 |
|
Allocate Management Company LLC
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CA | 0.9 |
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Freedom 3 Capital LLC
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NY | 0.9 |
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Intertide Partners LLC
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IL | 0.9 |
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Element Pointe Advisors LLC
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FL | 0.9 |
|
Greytown Advisors Inc
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|
FL | 0.8 |
|
Corner Capital Management LLC
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|
NY | 0.8 |