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| FI3 Financial Advisors LLC
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|---|---|
| CRD # | 168005 |
| SEC # | 801-113218 |
| CIK # | 0001862427 |
| AUM | 1,138.9 M (2026-06-30) |
| Employees | 21 (100% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 317-426-8800 |
| Address | 8900 Keystone Crossing Indianapolis, IN 46240 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Lilly Eli & Co | 14.3 | ||
| Apple Inc | 11.2 | ||
| Nvidia Corp | 8.4 | ||
| Alphabet Inc | 6.2 | ||
| Microsoft Corp | 6.1 | ||
| Amazon Com Inc | 5.3 | ||
| Broadcom Inc | 3.0 | ||
| Facebook Inc | 2.4 | ||
| J P Morgan Chase & Co | 2.2 | ||
| Tesla Motors Inc | 2.2 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | FI3 Capital Private Equity 2025 LP | [2025-09-12] | 30.6 M | |
| Filed 2025-09-18 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| Other | FI3 Capital Private Equity 2024 LP | [2025-03-20] | 29.3 M | 5.4 M |
| Filed 2025-03-19 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | FI3 Capital Private Equity 2024 LP | 2024-03-06 | ||
| PE | FI3 - ACP Fund 2022 LP | 2022-08-18 | 6.0 M | |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 63 | 30.2 |
| (b) Individuals (high net worth individuals) | 183 | 1,070.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 2 | 8.2 |
| (h) Charitable organizations | 7 | 26.6 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 3 | 3.8 |
| (n) Other | 0 | 0.0 |
| Total | 1,643 | 1,138.9 |
| By Discretionary | ||
| Discretionary | 1,419 | 975.3 |
| Non-Discretionary | 224 | 163.6 |
| Total | 1,643 | 1,138.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,138.9 | |
| Total | 1,643 | 1,138.9 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Brendan Lake | Executive Officer | 139 | 15 | |
| Opto Custom GP 2023 LLC | Executive Officer | 14 | 3 | |
| Opto Investment Management LLC | Executive Officer | 14 | 3 | |
| Ppb FI3 CPE Mgt LLC | Executive Officer | 1 | 1 | |
| FI3 Financial Advisors LLC | Promoter | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001862427] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Clients | 6 |
| Serves | Institutional, Retail |
| Fund Types | Private Equity |
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|---|---|---|
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