Fees and Compensation — Form ADV Part 2A (3/18/2022)
[Brochure]
5. Fees and Compensation
Fiera IOM is generally paid a fee equal to a specified percentage of the assets of a client’s portfolio. Fiera IOM
additionally receives a performance fee from some, but not all clients. Clients may also bear reasonable ad-hoc
expenses. Fees and expenses are agreed with each client and vary between clients.
Fiera IOM charges only investment management fees and, where relevant, performance fees.
Client fees and expenses are charged as set out in the relevant investment management agreement or offering
memorandum.
Clients are not required to pay fees in advance.
None of Fiera IOM’s supervised persons accept compensation for the sale of securities or other investment products,
including asset-based sales charges or service fees from the sale of mutual funds.
Account Minimums and Types of Clients — Form ADV Part 2A (3/18/2022)
[Brochure]
7. Types of Clients
Fiera IOM provides investment advisory and investment management services to a range of mutual funds,
pension/profit sharing plan clients (but not the plan participants) and other financial institutions. Fiera IOM does
not provide advice or other services directly to retail investors, though its institutional clients may deal directly with
retail investors.
Filed 2015-07-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Filed 2015-07-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose