|
⚲
|
| Financial Plan Inc
✚
| |
|---|---|
| CRD # | 116073 |
| SEC # | 801-77339 |
| CIK # | 0001940033 |
| AUM | $1.1 BB (2024-02-12) |
| Employees | 17 (59% Investors, 0% Brokers) |
| Phone | 360-714-1234 |
| Address | 2115 Barkley Blvd Bellingham, WA 98226 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| IAU | 2.0 | ||
| AAPL | 2,382,844.0 | 1.3 | |
| GLD | 1.1 | ||
| AMZN | 1,092,997.8 | 1.1 | |
| CVX | 294,604.1 | 1.1 | |
| XOM | 385,508.3 | 1.0 | |
| Holdings by Sector ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 655 | 417.1 |
| (b) Individuals (high net worth individuals) | 226 | 628.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 7 | 7.6 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3,426 | 1,053.2 |
| By Discretionary | ||
| Discretionary | 3,426 | 1,053.2 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3,426 | 1,053.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 6.3 | |
| United States Persons | 1,046.9 | |
| Total | 3,426 | 1,053.2 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001940033] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Baldwin Investment Management LLC
✚
|
PA | 1.1 |
|
The Nemes Rush Group LLC
✚
|
MI | 1.1 |
|
Banyan Tree Asset Management LLC
✚
|
CA | 1.1 |
|
Ancora Retirement Plan Advisors LLC
✚
|
OH | 1.1 |
|
George McKelvey Co LLC
✚
|
NJ | 1.0 |
|
SOA Wealth Advisors LLC
✚
|
NY | 1.0 |
|
Wgshaheen & Associates Ltd
✚
|
NY | 1.0 |
|
Barlow Wealth Partners LLC
✚
|
KY | 1.0 |
|
Aspen Capital Management
✚
|
ID | 1.0 |
|
Cabot Wealth Management
✚
|
MA | 1.0 |